Jane Karpinski Ott
Professional Summary
Jane Karpinski Ott, who also goes by Jane Elizabeth Karpinski, is a registered financial advisor currently at NORTH SOUTH CAPITAL, LLC located in New Lenox, Illinois. Jane is registered as a RR (Registered Representative) and started their career in finance in 1990. Jane has worked at 5 firms and has passed the Series 63, Series 62, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jane Elizabeth Karpinski
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
NORTH SOUTH CAPITAL, LLC
Contact Information
Main Address
321 West Maple Street Suite 100, New Lenox, IL 60451-4409Mailing Address
321 West Maple Street Suite 201, New Lenox, IL 60451Phone Number
(312) 445-5400Established
Illinois since 06/20/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
8FINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
133AUM (Assets Under Management)
$31,146,272Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/15/2011)
(4/17/2009)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 2023Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed May 2021About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jane Karpinski Ott's CRS (Customer Relationship Summary).
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