John J. Conover
Professional summary
John Joseph Conover is a registered financial professional currently at AEL FINANCIAL SERVICES, LLC located in Charlotte, North Carolina.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Conover's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2024 - Present
AEL FINANCIAL SERVICES, LLC
Office #1: 2101 Rexford Road Suite 310, Charlotte, NC 28211September 19, 2022 - November 21, 2023
COREBRIDGE CAPITAL SERVICES, INC.
January 30, 2006 - September 19, 2022
PACIFIC SELECT DISTRIBUTORS, LLC
December 10, 2004 - January 3, 2006
COREBRIDGE CAPITAL SERVICES, INC.
May 22, 2002 - December 7, 2004
EQUITABLE DISTRIBUTORS, LLC
April 23, 1998 - November 29, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2024)
Exams
FINRA
Current Firm
AEL FINANCIAL SERVICES, LLC
CRD#: 300285 / SEC#: , 8-70298
Contact information
FINRA licenses (37 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
