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PL

Paul J. Leonardo

HAMILTON LANE SECURITIES
CONSHOHOCKEN, PA 19428
Some features on this profile are disabled
CRD#: 3002437
PL
Paul James LeonardoHAMILTON LANE SECURITIES

Professional summary

Paul James Leonardo is a registered financial professional currently at HAMILTON LANE SECURITIES LLC located in Conshohocken, Pennsylvania.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 8 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul James Leonardo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2026 - Present

HAMILTON LANE SECURITIES LLC

Office #1: 110 Washington Street Suite 1300, Conshohocken, PA 19428
BD
CRD#: 281510
CONSHOHOCKEN, PA
Past

October 16, 2024 - June 3, 2026

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Chicago, IL
Past

April 3, 2024 - September 11, 2024

BLUEROCK CAPITAL MARKETS LLC

BD
CRD#: 136974
NEW YORK, NY
Past

April 21, 2010 - September 21, 2023

EATON VANCE MANAGEMENT

RIA
CRD#: 104859
BOSTON, MA
Past

April 12, 2010 - September 21, 2023

EATON VANCE DISTRIBUTORS, INC.

BD
CRD#: 37731
BOSTON, MA
Past

June 18, 2007 - March 19, 2010

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

May 24, 1999 - November 4, 2009

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
CHICAGO, IL
Past

February 4, 1998 - May 14, 2007

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
PROVIDENCE, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/1/2026)
RR
Alaska
(7/1/2026)
RR
Arizona
(7/1/2026)
RR
Arkansas
(7/1/2026)
RR
California
(7/1/2026)
RR
Colorado
(7/1/2026)
RR
Connecticut
(7/1/2026)
RR
Delaware
(7/1/2026)
RR
District of Columbia
(7/1/2026)
RR
Florida
(7/1/2026)
RR
Georgia
(7/1/2026)
RR
Hawaii
(7/1/2026)
RR
Idaho
(7/1/2026)
RR
Illinois
(7/1/2026)
RR
Indiana
(7/1/2026)
RR
Iowa
(7/1/2026)
RR
Kansas
(7/1/2026)
RR
Kentucky
(7/1/2026)
RR
Louisiana
(7/1/2026)
RR
Maine
(7/1/2026)
RR
Maryland
(7/1/2026)
RR
Massachusetts
(7/1/2026)
RR
Michigan
(7/1/2026)
RR
Minnesota
(7/1/2026)
RR
Mississippi
(7/1/2026)
RR
Missouri
(7/1/2026)
RR
Montana
(7/1/2026)
RR
Nebraska
(7/1/2026)
RR
Nevada
(7/1/2026)
RR
New Hampshire
(7/1/2026)
RR
New Jersey
(7/1/2026)
RR
New Mexico
(7/1/2026)
RR
New York
(7/1/2026)
RR
North Carolina
(7/1/2026)
RR
North Dakota
(7/1/2026)
RR
Ohio
(7/1/2026)
RR
Oklahoma
(7/1/2026)
RR
Oregon
(7/1/2026)
RR
Pennsylvania
(7/1/2026)
RR
Rhode Island
(7/1/2026)
RR
South Carolina
(7/1/2026)
RR
South Dakota
(7/1/2026)
RR
Tennessee
(7/1/2026)
RR
Texas
(7/1/2026)
RR
Utah
(7/1/2026)
RR
Vermont
(7/1/2026)
RR
Virginia
(7/1/2026)
RR
Washington
(7/1/2026)
RR
West Virginia
(7/1/2026)
RR
Wisconsin
(7/1/2026)
RR
Wyoming
(7/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/3/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/16/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/3/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HL
HAMILTON LANE SECURITIES LLC
HAMILTON LANE SECURITIES LLC

CRD#: 281510 / SEC#: , 8-69675

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
110 Washington Street Suite 1300, Conshohocken, PA 19428
Mailing Address
110 Washington Street Suite 1300, Conshohocken, PA 19428
Phone number
(610) 934-2222
Established
Delaware since 08/17/2015
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
HAMILTON LANEMEMBER107876
BRENNAN, STEPHEN RICHARD JRCHIEF EXECUTIVE OFFICER2488932
ROMERO, MONIQUE VICTORIAFINOP6712654
SHIN, ROBERTCHIEF COMPLIANCE OFFICER2683514

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAMILTON LANE SECURITIES LLC

CRD#: 281510Conshohocken, PA 19428

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