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Patrick Joseph Odriscoll

CRD# 3000497·Registered 2001 - 2013
Previously Registered: Being a previously registered professional could mean that Patrick is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Patrick Joseph Odriscoll, who also goes by Patrick Joseph O'driscoll, Padraig Joseph Odriscoll, Patrick Joseph Odriscoll, was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 2001 - 2013. Patrick had worked at 7 firms and has passed the Series 7 and Series 55 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick Joseph O'driscoll, Padraig Joseph Odriscoll, Patrick Joseph Odriscoll

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
October 29, 2012 - February 27, 2013
HOLD BROTHERS CAPITAL LLC·CRD# 151864
BD
New York, NY
July 30, 2012 - August 28, 2012
MILSTREAM SECURITIES LLC·CRD# 38771
BD
New York, NY
April 1, 2011 - December 15, 2011
BEECH HILL SECURITIES, INC.·CRD# 24771
BD
New York, NY
March 23, 2005 - June 22, 2005
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
August 16, 2002 - September 4, 2003
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
March 6, 2002 - September 11, 2002
WORLDCO, L.L.C.·CRD# 24673
BD
New York, NY
February 15, 2001 - March 22, 2002

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Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: 8-67986
BD
Terminated by SEC on 03/06/2015

Contact Information

Established

Delaware since 07/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER—
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Mar 2011About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2001

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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