Patrick J. Odriscoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Joseph Odriscoll, who also goes by Patrick Joseph O'driscoll, Padraig Joseph Odriscoll, Patrick Joseph Odriscoll, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2001. Patrick had worked at 7 firms and has passed the Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2012 - February 27, 2013
WTS PROPRIETARY TRADING GROUP LLC
July 30, 2012 - August 28, 2012
HOLD BROTHERS CAPITAL LLC
April 1, 2011 - December 15, 2011
MILSTREAM SECURITIES LLC
March 23, 2005 - June 22, 2005
BEECH HILL SECURITIES, INC.
August 16, 2002 - September 4, 2003
SCHONFELD SECURITIES, LLC
March 6, 2002 - September 11, 2002
RUMSON CAPITAL, LLC
February 15, 2001 - March 22, 2002
WORLDCO, L.L.C.
State Registrations and Notice Filings
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Exams
Series 55
Date: 2/27/2001
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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