Kerry A. Pierce
Professional summary
Kerry Alison Pierce, CFP®, who also goes by Kerry A Pierce, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in El Segundo, California and CETERA INVESTMENT SERVICES LLC located in El Segundo, California.
Kerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kerry has worked at 19 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kerry Alison Pierce's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245July 10, 2015 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245July 10, 2015 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245July 10, 2015 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245July 10, 2015 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245September 10, 2015 - December 31, 2016
LEGEND EQUITIES CORPORATION
July 10, 2015 - June 29, 2023
CETERA WEALTH SERVICES, LLC
July 10, 2015 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
July 10, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.
July 10, 2015 - November 1, 2017
GIRARD SECURITIES, INC.
July 10, 2015 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
July 10, 2015 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
June 17, 2014 - June 22, 2015
LPL FINANCIAL LLC
September 6, 2006 - January 28, 2013
LPL FINANCIAL LLC
July 24, 2002 - January 2, 2003
J.P. MORGAN SECURITIES LLC
February 26, 2001 - July 30, 2002
ROBERTSON STEPHENS, INC.
February 1, 2000 - March 16, 2001
J.P. MORGAN SECURITIES INC.
March 16, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
December 11, 1998 - December 21, 1998
IDS LIFE INSURANCE COMPANY
December 11, 1998 - December 21, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
March 5, 1998 - June 12, 1998
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2015)
(6/29/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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