Justin H. Kanda

CITADEL SECURITIES LLC

New York, NY 10022

Some features on this profile are disabled

CRD#: 2997564

Professional summary

Justin Haas Kanda, who also goes by Justin Kanda, Justin Haas Kanda, is a registered financial professional currently at CITADEL SECURITIES LLC located in New York, New York.

Justin is registered as a RR (Registered Representative) and started their career in finance in 1998. Justin has worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 57, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Justin Kanda | Justin Haas Kanda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Haas Kanda's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2023 - Present

CITADEL SECURITIES LLC

Office #1: 425 Park Avenue, New York, NY 10022

CRD#: 116797

New York, NY

Past

January 8, 2021 - December 20, 2022

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

April 10, 2017 - January 28, 2021

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

December 1, 2014 - March 1, 2017

COWEN EXECUTION SERVICES LLC

CRD#: 35693

NEW YORK, NY

Past

February 17, 2011 - December 1, 2014

LIQUIDPOINT, LLC

CRD#: 47658

CHICAGO, IL

Past

October 25, 2010 - February 17, 2011

LIQUID CAPITAL SECURITIES, LLC

CRD#: 148758

EVANSTON, IL

Past

August 10, 2007 - June 4, 2010

MILLER TABAK + CO., LLC

CRD#: 47293

NEW YORK, NY

Past

May 2, 2005 - May 21, 2007

TD ARRANGED SERVICES LLC

CRD#: 122529

NEW YORK, NY

Past

October 17, 2003 - January 10, 2005

TD OPTIONS LLC

CRD#: 119855

CHICAGO, IL

Past

March 4, 1998 - November 5, 1998

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/17/2023)

Alaska
(2/17/2023)

California
(2/17/2023)

Florida
(2/17/2023)

Louisiana
(2/17/2023)

Michigan
(2/17/2023)

Montana
(2/17/2023)

New York
(2/17/2023)

Pennsylvania
(2/17/2023)

Puerto Rico
(2/17/2023)

Rhode Island
(2/17/2023)

Texas
(2/17/2023)

Virginia
(2/17/2023)

Washington
(2/17/2023)

Wyoming
(2/17/2023)

Exams

State Security Law Exam

Series 63

Date: 2/11/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/3/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 57

Date: 5/22/2017

Securities Trader Exam

General Industry/Product Exam

Series 3

Date: 1/28/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/2/1998

General Securities Representative Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX Emerald, LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

MIAX Sapphire

SRO Registrations

Miami International Securities Exchange, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

CITADEL SECURITIES LLC

CITADEL DERIVATIVES GROUP LLC | CITADEL SECURITIES LLC

CRD#: 116797 / SEC#: , 8-53574

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

830 Brickell Plaza, Miami, FL 33131

Mailing Address

830 Brickell Plaza, Miami, FL 33131

Phone number

(305) 929-6851

Established

Delaware since 07/30/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CSHC US LLC	OWNER
ZHAO, PENG	CHIEF EXECUTIVE OFFICER	4978269
CITADEL SECURITIES GROUP LP (FKA CALC IV LP)	MANAGING MEMBER
HAROLD, MARC RYAN	CHIEF COMPLIANCE OFFICER	3200916
HENRY, STEVEN MICHAEL	CHIEF ACCOUNTING OFFICER	5587809

Disclosures

Regulatory Event	75
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Justin H. Kanda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Haas Kanda's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOMURA SECURITIES INTERNATIONAL, INC.

GOLDMAN SACHS & CO. LLC

COWEN EXECUTION SERVICES LLC

LIQUIDPOINT, LLC

LIQUID CAPITAL SECURITIES, LLC

MILLER TABAK + CO., LLC

TD ARRANGED SERVICES LLC

TD OPTIONS LLC

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/11/2015

Series 65

Date: 4/3/1998

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 57

Date: 5/22/2017

Series 3

Date: 1/28/2011

Series 7

Date: 3/2/1998

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

Long-Term Stock Exchange, Inc.

MEMX LLC

MIAX Emerald, LLC

MIAX PEARL, LLC

MIAX Sapphire

Miami International Securities Exchange, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq BX, Inc.

Nasdaq GEMX, LLC

Nasdaq ISE, LLC

Nasdaq MRX, LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

CITADEL SECURITIES LLC

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CITADEL SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors