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AM

Archibald W. Mcmichael

CETERA INVESTMENT ADVISERS LLC
MILLSBORO, DE 19966
Some features on this profile are disabled
CRD#: 2997111
AM

Professional summary

Archibald William Mcmichael III, who also goes by Archibald William Mcmichael, Bill Mcmichael III, Billy Mcmichael III, A William Mcmichael, Awilliam Mcmichael, Archibald W Mcmichael Iii, Archibald W Mcmichael, Bill Mcmichael, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Millsboro, Delaware and CETERA WEALTH SERVICES, LLC located in Wayne, Pennsylvania.

Archibald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Archibald has worked at 10 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Archibald William Mcmichael | Bill Mcmichael Iii | Billy Mcmichael Iii | A William Mcmichael | Awilliam Mcmichael | Archibald W Mcmichael Iii | Archibald W Mcmichael | Bill Mcmichael

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Archibald William Mcmichael III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 34845 Grommet St, Millsboro, DE 19966Office #2: 175 Strafford Ave Suite 310, Wayne, PA 19087
RIA
CRD#: 105644
MILLSBORO, DE
Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 175 Stafford Ave Suite 310, Wayne, PA 19087
BD
CRD#: 13572
Wayne, PA
Past

June 7, 2023 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Wayne, PA
Past

June 6, 2023 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Wayne, PA
Past

February 14, 2012 - June 8, 2023

LIFEMARK SECURITIES CORP.

RIA
CRD#: 16204
Wayne, PA
Past

January 12, 2012 - June 8, 2023

LIFEMARK SECURITIES CORP.

BD
CRD#: 16204
Wayne, PA
Past

January 6, 2006 - December 21, 2011

LPL FINANCIAL LLC

RIA
CRD#: 6413
WAYNE, PA
Past

January 4, 2006 - December 21, 2011

LPL FINANCIAL LLC

BD
CRD#: 6413
WAYNE, PA
Past

May 3, 2004 - January 12, 2006

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
PHILADELPHIA, PA
Past

May 3, 2004 - January 12, 2006

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
PITTSBURGH, PA
Past

June 17, 2003 - April 23, 2004

J. B. HANAUER & CO.

RIA
CRD#: 6958
PHILADELPHIA, PA
Past

October 11, 2002 - April 23, 2004

J. B. HANAUER & CO.

BD
CRD#: 6958
PARSIPPANY, NJ
Past

October 3, 2002 - October 3, 2002

J. B. HANAUER & CO.

BD
CRD#: 6958
PARSIPPANY, NJ
Past

November 24, 1999 - October 14, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

February 19, 1998 - September 15, 1999

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(9/5/2025)
IAR
Delaware
(9/5/2025)
RR
Florida
(9/5/2025)
RR
Maryland
(9/5/2025)
RR
Massachusetts
(9/5/2025)
RR
New Jersey
(9/5/2025)
RR
Pennsylvania
(9/5/2025)
IAR
Pennsylvania
(9/5/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/19/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/2/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 6/6/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/23/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/28/1998
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/14/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Millsboro, DE 19966

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