Paul V. Gullatte
Professional summary
Paul Vericain Gullatte, CFP®, who also goes by Paul Vericain Gullate, Paul Gullatte, is a registered financial professional currently at BARON CAPITAL, INC. located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1998. Paul has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 14, Series 51 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Vericain Gullatte's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2018 - Present
BARON CAPITAL, INC.
Office #1: 767 Fifth Avenue 48th Floor, New York, NY 10153May 31, 2017 - August 22, 2017
PARK AVENUE SECURITIES LLC
August 22, 2012 - May 26, 2017
PIMCO INVESTMENTS LLC
September 13, 2010 - September 12, 2012
FRANKLIN DISTRIBUTORS, LLC
January 8, 2008 - September 21, 2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
April 20, 2007 - January 15, 2008
CITIGROUP GLOBAL MARKETS INC.
May 4, 2005 - April 11, 2007
PINEBRIDGE SECURITIES LLC
January 1, 2001 - November 21, 2003
T. ROWE PRICE ADVISORY SERVICES, INC.
February 2, 1998 - December 1, 2003
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2018)
Exams
FINRA
Current Firm
BARON CAPITAL, INC.
CRD#: 10538 / SEC#: , 8-27533
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARON CAPITAL GROUP, INC. | SHAREHOLDER | |
| BARON, RONALD STEPHEN | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 13187 |
| BALTOVSKI, ALEXANDER | FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2350828 |
| BARON, DAVID ROBERT | DIRECTOR | 3245808 |
| BARON, MICHAEL R. | DIRECTOR | 4393612 |
| BEASLEY, LOUIS BARRETT | CHIEF COMPLIANCE OFFICER | 3156061 |
| GREENBERG, CLIFFORD | DIRECTOR AND SENIOR VICE PRESIDENT | 2292041 |
| NAGLER, ANITA MARIE | DIRECTOR | 2503631 |
| PATALINO, PATRICK MICHAEL | SVP, CHIEF OPERATING OFFICER | 4481185 |
| PECK, ANDREW JOSHUA | DIRECTOR AND SENIOR VICE PRESIDENT | 5348729 |
| ROBBINS, SUSAN JAN | DIRECTOR AND VICE PRESIDENT | 840688 |
| TREGLIA, KRISTINE F | VP, CHIEF LEGAL OFFICER | 6384500 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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