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FIRM PROFILE
Overview
BARON CAPITAL, INC. is located at 767 Fifth Avenue 48th Floor, New York, NY 10153 and was first established at New York, New York in 03/16/1982. After operating for 44 years, BARON CAPITAL, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BARON CAPITAL, INC.’s clients are individuals and 0% of their clients are high net worth individuals. BARON CAPITAL, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BARON CAPITAL, INC. are registered to handle securities or provide financial advice. The firm has 8 disclosures, 8 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BARON CAPITAL, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BARON CAPITAL, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BARON CAPITAL, INC. Comes From
Understanding the Statistics for BARON CAPITAL, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
767 Fifth Avenue 48th Floor, New York, NY 10153
767 Fifth Avenue 48th Floor, New York, NY 10153
Small
(212) 583-2000
New York since 03/16/1982
Corporation
February
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BARON CAPITAL GROUP, INC. | SHAREHOLDER | ||
| BARON, RONALD STEPHEN | DIRECTOR, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | 13187 | |
| BALTOVSKI, ALEXANDER | FINANCIAL & OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2350828 | |
| BARON, DAVID ROBERT | DIRECTOR | 3245808 | |
| BARON, MICHAEL R. | DIRECTOR | 4393612 | |
| BEASLEY, LOUIS BARRETT | CHIEF COMPLIANCE OFFICER | 3156061 | |
| GREENBERG, CLIFFORD | DIRECTOR AND SENIOR VICE PRESIDENT | 2292041 | |
| NAGLER, ANITA MARIE | DIRECTOR | 2503631 | |
| PATALINO, PATRICK MICHAEL | SVP, CHIEF OPERATING OFFICER | 4481185 | |
| PECK, ANDREW JOSHUA | DIRECTOR AND SENIOR VICE PRESIDENT | 5348729 | |
| ROBBINS, SUSAN JAN | DIRECTOR AND VICE PRESIDENT | 840688 | |
| TREGLIA, KRISTINE F | VP, CHIEF LEGAL OFFICER | 6384500 |
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Advisor's working at BARON CAPITAL, INC.
Alexander Baltovski
Gary John Ross
Roger Dever Mack JR
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