Laura J. Loeper
Professional summary
Laura Jean Loeper, who also goes by Laura Mcgaughey Loeper, Laura Jean Mcgaughey, Laura Jean Mcgaughey Loeper, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Malvern, Pennsylvania.
Laura is registered as a RR (Registered Representative) and started their career in finance in 1998. Laura has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura Jean Loeper's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2015 - Present
VANGUARD MARKETING CORPORATION
Office #1: 100 Vanguard Blvd, Malvern, PA 19355January 21, 2014 - September 30, 2015
CETERA INVESTMENT ADVISERS LLC
November 27, 2007 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
November 27, 2007 - September 30, 2015
CETERA INVESTMENT SERVICES LLC
May 2, 2006 - December 5, 2007
CETERA ADVISORS LLC
May 2, 2006 - December 5, 2007
CETERA ADVISORS LLC
April 22, 2003 - February 28, 2006
RITTENHOUSE ASSET MANAGEMENT, INC.
February 7, 2000 - February 24, 2006
NUVEEN SECURITIES, LLC
February 17, 1998 - June 5, 1998
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/29/2016)
(10/8/2025)
(11/29/2016)
(11/24/2015)
(11/29/2016)
Exams
FINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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