Paul C. Budnek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Chad Budnek was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1997. Paul had worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2007 - December 31, 2008
HBW SECURITIES LLC
August 25, 2004 - January 31, 2006
INSIGHT SECURITIES, INC.
August 9, 2004 - August 17, 2004
GENEOS WEALTH MANAGEMENT, INC.
January 8, 1999 - August 12, 2004
WAMU INVESTMENTS, INC.
December 23, 1997 - November 2, 1998
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HBW SECURITIES LLC
CRD#: 136959 / SEC#: , 8-67056
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HBW INSURANCE AND FINANCIAL SERVICES INC. | OWNER | |
| BONANNO, JOSEPH ANTHONY JR. | CHIEF OPERATING OFFICER & CFO | 1907829 |
| BROERSMA, JOEL DARRIN | OWNER/SHAREHOLDER | 2779679 |
| BROWN, MICHAEL OWEN | FINOP | 1658070 |
| COWEN, LOUISE APRIL | PRINCIPAL | 4914680 |
| HELLENBRAND, BARNETT DAVID | CEO/PRESIDENT | 1141518 |
| LINDER, SARAH BETH | CHIEF COMPLIANCE OFFICER | 5084656 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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