Nikolaos I. Papageorgiou
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikolaos Ilias Papageorgiou was a registered financial professional .
Nikolaos is a previously registered financial professional and started their career in finance in 1998. Nikolaos had worked at 6 firms and has passed the Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2011 - December 10, 2012
WTS PROPRIETARY TRADING GROUP LLC
January 21, 2004 - March 30, 2004
SRT SECURITIES LLC
May 9, 2001 - April 18, 2002
FULCRUM GLOBAL PARTNERS LLC
August 16, 2000 - March 9, 2001
SOUNDVIEW TECHNOLOGY CORPORATION
May 3, 2000 - August 1, 2000
SOUNDVIEW TECHNOLOGY CORPORATION
July 1, 1998 - April 28, 2000
COWEN AND COMPANY
April 20, 1998 - July 1, 1998
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
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Exams
Series 56
Date: 12/29/2011
Proprietary Trader Qualification ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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