Stella M. Catoggio
Professional summary
Stella M Catoggio, who also goes by Stella Maris Catoggio, Tely Catoggio, is a registered financial professional currently at ALLARIA SECURITIES, LLC located in Miami, Florida.
Stella is registered as a RR (Registered Representative) and started their career in finance in 1998. Stella has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stella M Catoggio's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2018 - Present
ALLARIA SECURITIES, LLC
Office #1: 1110 Brickell Avenue Suite 603, Miami, FL 33131Office #2: 1110 Brickell Avenue Suite 603, Miami, FL 33131February 1, 2006 - May 2, 2018
DEUTSCHE BANK SECURITIES INC.
June 23, 2003 - January 30, 2006
DEUTSCHE IXE, LLC
January 20, 1998 - January 31, 2003
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2019)
(11/21/2018)
(10/1/2018)
(10/11/2018)
(2/11/2019)
(11/20/2018)
(10/15/2018)
(1/3/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/6/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
ALLARIA SECURITIES, LLC
CRD#: 286504 / SEC#: , 8-69891
Contact information
FINRA licenses (9 States and Territories)
Red Flags
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Company Information
ALLARIA SECURITIES, LLC
CRD#: 286504Miami, FL 33131TRUST BUT VERIFY
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