DM
Dave D. Mohammed
STRATEGIC ADVISERS LLC
LEAGUE CITY, TX
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CRD#: 2985864
DM
Professional summary
Dave Dave Mohammed, AIF®, who also goes by Afraz Dave Mohammed, Dave Mohammed, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in League City, Texas and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Dave is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Dave has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Afraz Dave Mohammed | Dave Mohammed
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-103217|OrgNmn:DMoh Property Mangement, LLC|Org Addr:League Cit,Texas,US|OBA Nature:Manage Rental Property|Invst Rel:Y|Title:Manager/Owner|Duties:manage rental property owned|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Dave Dave Mohammed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: One Destiny Way, Westlake, TX 76262RIA
CRD#: 104555
LEAGUE CITY, TX
Current
November 10, 2023 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262BD
CRD#: 7784
Westlake, TX
Past
November 21, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
August 20, 2013 - October 17, 2023
TRUSTAGE INVESTMENT MANAGEMENT
RIA
CRD#: 105960
League City, TX
Past
August 13, 2013 - August 20, 2013
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
League City, TX
Past
August 13, 2013 - October 17, 2023
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
July 11, 2008 - July 29, 2013
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
HOUSTON, TX
Past
June 25, 2008 - July 29, 2013
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
HOUSTON, TX
Past
March 18, 2008 - July 2, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
RANCHO PALOS VERDES, CA
Past
March 17, 2008 - July 2, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
RANCHO PALOS VERDES, CA
Past
September 4, 2001 - March 7, 2008
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
GLENDALE, CA
Past
October 7, 1998 - March 7, 2008
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
GLENDALE, CA
Past
April 3, 1998 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/19/2025)
RR
Alaska(3/19/2025)
RR
Arizona(3/19/2025)
RR
Arkansas(3/19/2025)
RR
California(1/4/2025)
RR
Colorado(3/19/2025)
RR
Connecticut(3/19/2025)
RR
Delaware(3/19/2025)
RR
Florida(3/19/2025)
RR
Georgia(3/19/2025)
RR
Hawaii(3/19/2025)
RR
Idaho(3/19/2025)
RR
Illinois(11/10/2023)
RR
Indiana(3/19/2025)
RR
Iowa(3/19/2025)
RR
Kansas(3/19/2025)
RR
Kentucky(3/19/2025)
RR
Louisiana(3/19/2025)
RR
Maine(3/19/2025)
RR
Maryland(3/19/2025)
RR
Massachusetts(3/19/2025)
RR
Michigan(11/10/2023)
RR
Minnesota(3/19/2025)
RR
Mississippi(3/19/2025)
RR
Missouri(3/19/2025)
RR
Montana(3/19/2025)
RR
Nebraska(3/19/2025)
RR
Nevada(3/19/2025)
RR
New Hampshire(3/19/2025)
RR
New Jersey(3/19/2025)
RR
New Mexico(3/19/2025)
RR
New York(3/19/2025)
RR
North Carolina(3/19/2025)
RR
North Dakota(3/19/2025)
RR
Ohio(3/19/2025)
RR
Oklahoma(3/19/2025)
RR
Oregon(3/19/2025)
RR
Pennsylvania(3/19/2025)
RR
Rhode Island(3/19/2025)
RR
South Carolina(3/19/2025)
RR
South Dakota(3/19/2025)
RR
Tennessee(3/19/2025)
RR
Texas(11/10/2023)
IAR
Texas(3/31/2025)
RR
Utah(3/19/2025)
RR
Vermont(3/19/2025)
RR
Virginia(3/19/2025)
RR
Washington(3/19/2025)
RR
West Virginia(3/19/2025)
RR
Wisconsin(3/19/2025)
RR
Wyoming(3/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
