SP
Susan E. Pevac
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Steubenville, OH
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CRD#: 2984218
SP
Professional summary
Susan Elaine Pevac, who also goes by Sue E Pevac, Susan E Pevac, Susan Elaine Voutsikakis Mrs, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Steubenville, Ohio and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Steubenville, Ohio.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Susan has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sue E Pevac | Susan E Pevac | Susan Elaine Voutsikakis Mrs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 11/03/20 2) CARDINAL WEALTH MANAGEMENT, 626 NORTH 4TH STREET, STE 101, STEUBENVILLE, OH, 02/26/2018, IAR, DBA, INV REL, 160 HR/MO- 8/TRADING HR. 3) CARDINAL WEALTH MANAGEMENT, 626 North 4th Street, Suite 101, Steubenville OH 43952, United States, 11/03/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2/MO - 1/Trading
CRS (Client Relationship Summary) - RIA
Click below to view Susan Elaine Pevac's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 626 North 4th St. Suite 101, Steubenville, OH 43952RIA
CRD#: 134139
Steubenville, OH
Current
November 3, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 626 North 4th St. Suite 101, Steubenville, OH 43952BD
CRD#: 39543
Steubenville, OH
Past
February 26, 2018 - November 3, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
STEUBENVILLE, OH
Past
February 26, 2018 - November 3, 2020
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
STEUBENVILLE, OH
Past
December 18, 2017 - January 30, 2018
EDWARD JONES
RIA
CRD#: 250
STEUBENVILLE, OH
Past
December 18, 2017 - January 30, 2018
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
March 10, 2009 - December 1, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
BOARDMAN, OH
Past
March 10, 2009 - December 1, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
BOARDMAN, OH
Past
April 19, 2007 - March 10, 2009
BUTLER, WICK & CO., INC.
RIA
CRD#: 120
STEUBENVILLE, OH
Past
July 27, 2006 - March 10, 2009
BUTLER, WICK & CO., INC.
BD
CRD#: 120
STEUBENVILLE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/3/2020)
RR
Kentucky(2/25/2021)
RR
Ohio(11/3/2020)
IAR
Ohio(11/3/2020)
RR
Pennsylvania(11/3/2020)
RR
Texas(11/3/2020)
IAR
Texas(11/3/2020)
RR
West Virginia(11/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
