BF
Boris Foxman
FOXMAN ASSET ADVISORS
Rockville, MD 20852
Some features on this profile are disabled
CRD#: 2982776
BF
Professional summary
Boris Foxman is a registered financial advisor currently at FOXMAN ASSET ADVISORS INC. located in Rockville, Maryland and PURSHE KAPLAN STERLING INVESTMENTS located in Rockville, Maryland.
Boris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Boris has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. iVenture Accounting Group Inc.; President; Investment related: No; 1700 Rockville Pike, Unit 110 Rockville MD 20852 United States; Accounting firm. This activity is reflected in Foxman Asset Advisors Inc.; Overseeing overall strategy of the company. Operations are run by a President of the company; 2020-08-13; Hours per month devoted to business during trading hours: 16; Hours per month devoted to business outside trading hours: 16; Percentage of total yearly compensation expected to be derived from the business: 30; 2. Crump Life Insurance/Fixed Insurance - Not investment related 1700 Rockville pike, unit 110 Rockville, MD 20852 - Insurance sales - Insurance agent - 9/1/2020 - 4 hours a month 4 trading hours a month - client solicitation, insurance products 3. ITS Group, LLC - not investment related - 450 N Washington St Shite H, Falls Church VA 22046 - Tax preparation, accounting firm - General partner 6/16/2015 - 15 hours a month 0 trading hours a month - overseeing the overall strategy and business development 4. Foxman Asset advisors inc - investment related - Financial advisory - CEO - 1/1/ 2021/ 60 hours a month - 6o security hours a month - client solicitation and advisory; overseeing the overall strategy and operations for the company 5. CustomPay Inc - president - not investment related - payroll services firm - payroll processing, oversee the implementation and processing of payroll processing functions - 7/1/1997 - 1700 Rockville Pike Unit 110 Rockville, MD 20852 - 1 hour a month devoted to this activity 6. CEO; Investment related: Yes; 1700 Rockville Pike, Unit 110 Rockville MD 20852 United States; Boris Foxman refers clients to Strategic Group Benefits LLC and receives a commission for selling group insurance products and services. ; Duties: Referral of clients to Strategic Group Benefits LLC and assistance with selling group insurance products and services.; 2020-12-15; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1;
CRS (Client Relationship Summary) - RIA
Click below to view Boris Foxman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2021 - Present
FOXMAN ASSET ADVISORS INC.
Office #1: 1700 Rockville Pike Ste 110, Rockville, MD 20852RIA
CRD#: 310637
Rockville, MD
Current
February 1, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1700 Rockville Pike Ste 110, Rockville, MD 20852BD
CRD#: 35747
Rockville, MD
Past
November 12, 1999 - January 29, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
ROCKVILLE, MD
Past
February 2, 1998 - January 29, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Rockville, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/4/2024)
RR
District of Columbia(2/1/2021)
RR
Illinois(2/1/2021)
IAR
Maryland(1/25/2021)
RR
Maryland(2/1/2021)
RR
Massachusetts(1/13/2025)
RR
New York(2/1/2021)
RR
North Carolina(2/2/2021)
RR
Virginia(2/4/2021)
IAR
Virginia(2/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FOXMAN ASSET ADVISORS INC.
FOXMAN ASSET ADVISORS INC.
CRD#: 310637 / SEC#:
Maryland
Registered Investment Advisory firm - (1/25/2021 Approved)Virginia
Registered Investment Advisory firm - (2/1/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1700 Rockville Pike Ste 110, Rockville, MD 20852
Mailing Address
Phone number
(301) 977-0090
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 23,223,259 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
