Boris Foxman
Professional summary
Boris Foxman is a registered financial advisor currently at FOXMAN ASSET ADVISORS INC. located in Rockville, Maryland and PURSHE KAPLAN STERLING INVESTMENTS located in Rockville, Maryland.
Boris is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Boris has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Boris Foxman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2021 - Present
FOXMAN ASSET ADVISORS INC.
Office #1: 1700 Rockville Pike Ste 110, Rockville, MD 20852February 1, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1700 Rockville Pike Ste 110, Rockville, MD 20852November 12, 1999 - January 29, 2021
AVANTAX ADVISORY SERVICES
February 2, 1998 - January 29, 2021
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2024)
(2/1/2021)
(2/1/2021)
(1/25/2021)
(2/1/2021)
(1/13/2025)
(2/1/2021)
(2/2/2021)
(2/4/2021)
(2/4/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FOXMAN ASSET ADVISORS INC.
CRD#: 310637 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 23,223,259 |
Red Flags
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