JR
Jerry W. Roe
CETERA INVESTMENT ADVISERS LLC
CAPE GIRARDEAU, MO 63703
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CRD#: 2982239
JR
Professional summary
Jerry Wayne Roe, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cape Girardeau, Missouri and CETERA FINANCIAL SPECIALISTS LLC located in Cape Girardeau, Missouri.
Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jerry has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) R LAND LLC; NOT INV RE; CAPE GIRARDEAU, MO; REAL ESTATE; PARTNER; START DATE 2/13/06; 1 HR/MTH, NONE DURING SECUTITIES TRADING HRS:
2) BEUSSINK, HEY & ROE PC; NOT INV REL; CAPE GIRARDEAU, MO; CPA FIRM; PRESIDENT / SHAREHOLDER; START DATE 2/1/1986; 25 HRS/MTH, 20 DURING SECURITIES TRADING HRS:
3) JERRY ROE; NOT INV REL; CAPE GIRARDEAU, MO; INSURANCE; AGENT; START DATE 4/25/08; 10 HRS/MTH DURING SECURITIES TRADING HRS:
4) PROJECT 2001 PARTNERS; NOT INV REL; CAPE GIRARDEAU, MO; COMMERCIAL OFFICE BLDG; PARTNER; START DATE 12/1/00; < 1 HR/MTH DURING SECURITIES TRADING HRS:
5) M & J PARTNERSHIP; NOT INV REL; CAPE GIRARDEAU, MO; REAL ESTATE (GOLF COURSE); PARTNER; START DATE 1/1/99; NO HRS MTH:
6) ARNZEN & ROE FINANCIAL SERVICES, INC; INV-REL; CAPE GIRARDEAU, MO; FINANCIAL ADVISER; START DATE 11/2012; 25HRS/MNTH DURING SECURITY TRADING HRS, DBA FOR EXPENSE SHARING TO COVER SECURITY AND OTHER OFFICE EXPENSES:
7) J-M CAMP, LLC, NOT INVESTMENT RELATED, 1643 RENFREW ST., CAPE GORARDEAU, MO, 63701, STARTED 06/218, POSITION/TITLE/RELATIONSHIP: PART OWNER, , APX 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COLLECT RENT, PERFORM MAINTENANCE AND REPAIRS.
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Wayne Roe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
May 14, 2012 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 16 S Silver Springs Rd, Cape Girardeau, MO 63703RIA
CRD#: 105644
CAPE GIRARDEAU, MO
Current
May 14, 2012 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 16 S Silver Springs Rd, Cape Girardeau, MO 63703BD
CRD#: 10358
Cape Girardeau, MO
Past
May 30, 2008 - May 17, 2012
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
CAPE GIRARDEAU, MO
Past
January 1, 2007 - June 14, 2012
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
CAPE GIRARDEAU, MO
Past
February 24, 1998 - January 3, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
CAPE GIRARDEAU, MO
Past
December 24, 1997 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
CAPE GIRARDEAU, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(12/7/2015)
RR
Colorado(1/17/2024)
RR
Florida(5/14/2012)
RR
Illinois(5/14/2012)
RR
Indiana(2/16/2017)
RR
Iowa(5/14/2012)
RR
Kentucky(5/14/2012)
RR
Louisiana(5/14/2012)
RR
Mississippi(5/14/2012)
RR
Missouri(5/14/2012)
IAR
Missouri(5/14/2012)
RR
South Carolina(5/14/2012)
RR
Tennessee(1/7/2016)
RR
Texas(7/13/2020)
IAR
Texas(7/13/2020)
RR
Wisconsin(3/16/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
