Patricia C. Burns
Professional summary
Patricia Carol Burns, who also goes by Patricia Burns, Patty Burns, Patricia C. Burns-sees, Patricia Carol Burns-sees, Patricia C. Sees, Patricia Carol Sees, is a registered financial professional currently at WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC located in Philadelphia, Pennsylvania.
Patricia is registered as a RR (Registered Representative) and started their career in finance in 1998. Patricia has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patricia Carol Burns's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2024 - Present
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
Office #1: 1818 Market St Suite 3232, Philadelphia, PA 19103October 23, 2023 - June 30, 2025
LPL FINANCIAL LLC
July 21, 2016 - October 31, 2023
EQUITABLE ADVISORS, LLC
July 7, 2004 - July 27, 2016
VANGUARD MARKETING CORPORATION
August 5, 2002 - March 5, 2003
NATIONWIDE SECURITIES, LLC
March 2, 1998 - November 30, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2025)
Exams
FINRA
Current Firm
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
CRD#: 130139 / SEC#: , 8-66305
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEALTH ENHANCEMENT GROUP, LLC | OWNER | |
| CAHN, JAMES LOREN | VICE PRESIDENT | 6052512 |
| CAIN, STEPHANIE M | HEAD OF SUPERVISION | 4081085 |
| CLARK, LISA LYNN | OPERATIONS OFFICER | 2271616 |
| DEKKO, JEFFREY THOMAS HAROLD | VICE PRESIDENT | 4648018 |
| DIECKHAUS, JOSEPH ALAN | CHIEF COMPLIANCE OFFICER | 5374613 |
| FURCHT, ELIZABETH ANN | SECRETARY | 5778785 |
| WINDORSKI, KELLY JOSEPH | CHIEF MANAGER AND CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, AND FINANCIAL OPERATIONS PRINCIPAL | 3211118 |
Red Flags
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