Marybeth Juliana

ALLSTATE FINANCIAL ADVISORS

Trenton, NJ 08620-9600

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CRD#: 2980809

Professional summary

Marybeth Juliana, who also goes by Marybeth Dickson, Marybeth Fabian, Marybeth Juliana, Mary Juliana, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Trenton, New Jersey and ALLSTATE FINANCIAL SERVICES, LLC located in Trenton, New Jersey.

Marybeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Marybeth has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marybeth Dickson | Marybeth Fabian | Marybeth Juliana | Mary Juliana

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marybeth Juliana's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2023 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 5 Mission Rd Ste 13, Trenton, NJ 08620-9600

RIA

CRD#: 109524

Trenton, NJ

Current

March 16, 2017 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 5 Mission Rd Ste 5, Trenton, NJ 08620-9600

CRD#: 18272

Trenton, NJ

Past

March 20, 2017 - October 12, 2023

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

LINCOLN, NE

Past

June 17, 2011 - December 8, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHERRY HILL, NJ

Past

June 17, 2011 - December 8, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHERRY HILL, NJ

Past

May 5, 2008 - June 20, 2011

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

HADDONFIELD, NJ

Past

March 26, 2008 - June 20, 2011

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

HADDONFIELD, NJ

Past

March 12, 2004 - June 15, 2007

PROFUNDS DISTRIBUTORS, INC.

CRD#: 19541

BETHESDA, MD

Past

July 30, 2002 - March 5, 2004

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

June 28, 2001 - July 30, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

August 16, 1999 - June 28, 2001

FORUM FINANCIAL SERVICES, LLC

CRD#: 38816

PORTLAND, ME

Past

February 24, 1998 - July 23, 1999

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/25/2017)

New Jersey
(3/16/2017)

South Carolina
(10/11/2023)

IAR

South Carolina
(10/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/20/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/23/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marybeth Juliana

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marybeth Juliana's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PROFUNDS DISTRIBUTORS, INC.

DWS DISTRIBUTORS, INC.

DEUTSCHE BANK SECURITIES INC.

FORUM FINANCIAL SERVICES, LLC

SEI INVESTMENTS DISTRIBUTION CO.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/2008

Series 63

Date: 2/20/1998

SIE

Date: 10/1/2018

Series 7

Date: 10/2/2001

Series 6

Date: 2/23/1998

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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