John D. Deering
Professional summary
John Dickson Deering is a registered financial professional currently at DELOITTE CORPORATE FINANCE LLC located in Charlotte, North Carolina.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Dickson Deering's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 12, 2013 - Present
DELOITTE CORPORATE FINANCE LLC
Office #1: 650 S. Tryon Street Suite 1800, Charlotte, NC 28202-4200October 16, 2002 - June 7, 2013
MCCOLL PARTNERS, LLC
October 15, 2001 - May 6, 2002
WELLS FARGO CLEARING SERVICES, LLC
April 11, 2001 - October 15, 2001
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/12/2013)
(6/12/2013)
(6/12/2013)
(8/8/2017)
(6/17/2019)
(6/12/2013)
(6/12/2013)
(6/12/2013)
(6/12/2013)
(6/12/2013)
(6/12/2013)
(6/12/2013)
(6/12/2013)
(6/12/2013)
(6/12/2013)
(10/28/2022)
(6/12/2013)
(6/12/2013)
(6/14/2013)
(6/12/2013)
(6/12/2013)
(6/12/2013)
(6/12/2013)
(6/17/2019)
(3/22/2024)
(6/12/2013)
(4/1/2014)
(6/12/2013)
(6/4/2018)
(6/12/2013)
(6/12/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DELOITTE CORPORATE FINANCE LLC
CRD#: 111747 / SEC#: , 8-53196
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
