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WR

William F. Rooney

BEECH HILL SECURITIES
New York, NY 10022
Some features on this profile are disabled
CRD#: 2977660
WR

Professional summary

William Francis Rooney JR, who also goes by William Rooney Jr., is a registered financial professional currently at BEECH HILL SECURITIES, INC. located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 1997. William has worked at 3 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

William Rooney Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Francis Rooney JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 10, 2025 - Present

BEECH HILL SECURITIES, INC.

Office #1: 880 Third Avenue 16th Floor, New York, NY 10022
BD
CRD#: 24771
New York, NY
Past

June 13, 2005 - August 27, 2025

PERSHING LLC

BD
CRD#: 7560
NEW YORK, NY
Past

December 24, 1997 - June 27, 2005

PERSHING ADVISOR SOLUTIONS LLC

BD
CRD#: 36671
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(11/10/2025)
RR
New York
(11/10/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/8/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 7/31/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 11/16/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 12/23/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/10/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BH
BEECH HILL SECURITIES, INC.
BEECH HILL SECURITIES, INC. | CANTOR, WEISS & FRIEDNER, INC. | CANTOR & WEISS, INC. | BH INDEPENDENT ADVISOR SOLUTIONS

CRD#: 24771 / SEC#: , 8-41389

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
880 3rd Avenue 16th Floor, New York, NY 10022-4730
Mailing Address
880 3rd Avenue 16th Floor, New York, NY 10022-4730
Phone number
(212) 350-7200
Established
New York since 05/12/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IANNUZZI, ADOLFO VINCENTCFO / CCO- MUTUAL FUNDS2874669
IANNUZZI, ADOLFO VINCENTCHIEF EXECUTIVE OFFICER2874669
IANNUZZI, ADOLFO VINCENTPRESIDENT2874669
IANNUZZI, ADOLFO VINCENTOWNER2874669
IANNUZZI, ADOLFO VINCENTCORP SECY2874669
CANTOR, PAUL SETHOWNER39844
CATANIA, FERDINANDO JRCCO - MUNICIPALS3263571
FIORINI, DONNA ANNEEXECUTIVE REPRESENTATIVE1289258
FIORINI, DONNA ANNECCO - GENERAL COMPLIANCE1289258

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BEECH HILL SECURITIES, INC.

CRD#: 24771New York, NY 10022

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