JB
Jeremy D. Browning
CETERA INVESTMENT ADVISERS LLC
McKenzie, TN 38201
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CRD#: 2977642
JB
Professional summary
Jeremy Demone Browning is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mckenzie, Tennessee and CETERA WEALTH SERVICES, LLC located in Mckenzie, Tennessee.
Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jeremy has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF ENTITY:Browning and Graves; Yes; 28 OLD HICKORY COVE; JACKSON; TN; 38305; FINANCIAL SERVICES/DBA; part-owner; 01/01/2008; 160; 160; sales and service of fixed insurance and securities products; 2. NAME OF ENTITY: Independent Insurance Agent; Yes; 28 OLD HICKORY COVE; JACKSON; TN; 38305; fixed insurance sales; Independent Insurance Agent; 4/28/2008; 32; 32; sales of fixed insurance products 3. NAME OF ENTITY:HUNTING RETRIEVER CLUB; No; 100 E KILGORE RD; KALAMAZOO; MI; 49002; NATIONAL ORGANIZATION; PUBLIC RELATIONS REPRESENTATIVE; 4/1/2016; 1; 0; WRITE/SUBMIT ARTICLES FOR HUNTING RETRIEVER MAGAZINE. 4. NAME OF ENTITY:DeMoss Creek Kennels; No; 4320 Old Medina Rd; Medina; TN; 38355; Dog Breeder; Partner; 12/1/2019; 30; 0; Handle all duties related to kennel operation, breeding services, and training. Hobby business. 5. NAME OF ENTITY:West Tennessee Hunting Retriever Club; No; 399 Stafford Road; Brighton; TN; 38011; hunting retriever club; Vice President; 8/1/2020; 8; 0; Direct meetings in President's absence. Schedule training days. Assist with periodic hunt test events. Judge periodic retriever test events.| 6. NAME OF OTHER BUSINESS: CENTENNIAL BANK, INVESTMENT RELATED: NO, ADDRESS: 5420 BROAD STREET SOUTH, TREZEVANT, TN, 38258, NATURE OF BUSINESS: BOARD OF DIRECTORS, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: MEMBER, APX NUMBER OF HOURS PER WEEK: 1.5, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: 1/4LY MEETINGS, ANNUAL PLANNING SESSIONS, LOAN REVIEWS, BANK POLICIES, REVIEW BANK FINANCIALS AND AUDIT REPORTS, BUSINESS DEVELOPMENT; 7. NAME OF OTHER BUSINESS: THE HUNTING RETRIEVER CLUB FOUNDATION, INC; INVESTMENT RELATED: NO; ADDRESS: 100 E. KILGORE RD, KALAMAZOO, MI 49002; NATURE OF BUSINESS: BOARD; START DATE: 3/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ATTEND PERIODIC BOARD MEETINGS AND VOTE ON BUSINESS OF THE FOUNDATION; 8. NAME OF OTHER BUSINESS: DEMBRO LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: MEMBER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PURCHASE SALE AND LEASE COMMERCIAL AND RESIDENTIAL REAL ESTATE; 9. NAME OF OTHER BUSINESS: LEGACYPROTECT INSURANCE CONSULTANTS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 1/2025, POSITION/TITLE/RELATIONSHIP: PRESIDENT/MEMBER; APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE;
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Demone Browning's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1751 Cedar Street Ste D, Mckenzie, TN 38201Office #2: 28 Old Hickory Cove, Jackson, TN 38305RIA
CRD#: 105644
McKenzie, TN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1751 Cedar Street Ste D, Mckenzie, TN 38201Office #2: 28 Old Hickory Cove, Jackson, TN 38305BD
CRD#: 13572
Mckenzie, TN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 11, 2005 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
JACKSON, TN
Past
March 14, 2005 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
JACKSON, TN
Past
December 17, 1999 - March 11, 2005
DORTCH SECURITIES & INVESTMENTS, INC.
BD
CRD#: 42207
LITTLE ROCK, AR
Past
August 31, 1999 - March 24, 2000
SILVER OAK SECURITIES, INCORPORATED
BD
CRD#: 46947
JACKSON, TN
Past
December 18, 1997 - August 30, 1999
DOMINION INVESTOR SERVICES, INC.
BD
CRD#: 21548
MARBLE FALLS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2021)
RR
Arizona(6/9/2021)
RR
Arkansas(6/9/2021)
RR
California(6/16/2023)
RR
Florida(6/10/2021)
RR
Kentucky(9/7/2022)
RR
Mississippi(6/9/2021)
RR
Missouri(9/4/2025)
RR
New Mexico(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(7/16/2021)
RR
Ohio(6/9/2021)
RR
Pennsylvania(1/2/2025)
RR
South Carolina(6/9/2021)
RR
Tennessee(6/9/2021)
IAR
Tennessee(6/29/2023)
RR
Texas(1/22/2025)
IAR
Texas(1/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
