WC
Wanda L. Caffrey
AMERITAS ADVISORY SERVICES
LINCOLN, NE 68505
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CRD#: 2976967
WC
Professional summary
Wanda Lynn Caffrey is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Lincoln, Nebraska and AMERITAS INVESTMENT COMPANY, LLC located in Lincoln, Nebraska.
Wanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Wanda has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * INDEPENDENT MARY KAY BEAUTY CONSULTANT; SAME AS RESIDENCE; NON-INV REL; SALE OF WHOLESALE BEAUTY PRODUCTS; INDEPENDENT BEAUTY REPRESENTATIVE; START DATE=06/2001; LINCOLN NE; HRS/MO=1; TRADING HRS/MO=0; SALE OF MARY KAY BEAUTY PRODUCTS TO FAMILY AND FRIENDS * POLARIS FINANCIAL SERVICES; SAME AS RESIDENCE; INV REL; DBA MARKETING NAME; OWNER; START DATE=02/2009; HRS/MO=160+; TRADING HRS/MO=160+; OWNER * inSource Financial Advisors; same as branch; inv rel; independent insurance sales and investment business; Financial Advisor; start date=06/2019; hrs/mo=40; trading hrs/mo=40; meet with clients and referrals to help them with their insurance, financial and retirement planning needs * inSource Inc; 12329 Southport Pkwy Ste 101, LaVista NE 68128; inv rel; independent insurance agency; Second Line Manager; start date=12/2020; hrs/mo=40; trading hrs/mo=40; answer agent questions and help them with illustrations and training * inSource Inc; 12329 Southport Parkway Ste 101, LaVista, NE 68128; inv-rel; 401k Plan sales and service; Director Retirement Planning; start date=03/2022; hrs/mo=40; trading hrs/mo=40; assist agency with 401k plans, provide participants with additional retirement planning and individualized insurance proposals when requested
CRS (Client Relationship Summary) - RIA
Click below to view Wanda Lynn Caffrey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 390 N Cotner Blvd, Lincoln, NE 68505RIA
CRD#: 317245
LINCOLN, NE
Current
December 20, 2002 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 390 N Cotner Blvd, Lincoln, NE 68505BD
CRD#: 14869
Lincoln, NE
Past
January 13, 2003 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
August 24, 2001 - November 11, 2002
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
February 9, 1998 - May 7, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/25/2020)
RR
Arizona(3/3/2017)
RR
Colorado(11/27/2007)
RR
Florida(1/19/2022)
RR
Georgia(3/5/2010)
RR
Indiana(4/18/2016)
RR
Iowa(1/2/2021)
RR
Kansas(10/13/2022)
RR
Minnesota(7/9/2007)
RR
Missouri(7/7/2004)
RR
Nebraska(12/20/2002)
IAR
Nebraska(11/1/2021)
RR
New Mexico(10/9/2024)
RR
North Carolina(1/23/2024)
RR
North Dakota(12/20/2002)
RR
Pennsylvania(8/22/2019)
RR
Texas(4/21/2015)
IAR
Texas(11/1/2021)
RR
Virginia(10/4/2024)
RR
West Virginia(1/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Lincoln, NE 68505TRUST BUT VERIFY
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