Xiang Ke Chen
Professional summary
Xiang Ke Chen, who also goes by XIang Ke Chen, Xiangke Chen, is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in New York, New York.
Xiang Ke is registered as a RR (Registered Representative) and started their career in finance in 1997. Xiang Ke has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 99, Series 6 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Xiang Ke Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2019 - Present
US TIGER SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022November 25, 2019 - Present
TRADEUP SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022January 19, 2018 - November 25, 2019
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
June 26, 2012 - April 4, 2017
MORGAN STANLEY & CO. LLC
December 10, 1997 - December 31, 1999
WMA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/1/2020
General Securities Representative ExaminationCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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