Louis F. Body
Professional summary
Louis Frederick Body V, who also goes by Lou Body, Louis F Body, Louis Frederick Body, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Jacksonville, Florida and CETERA WEALTH SERVICES, LLC located in Jacksonville, Florida.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Louis has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Louis Frederick Body V's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10199 Southside Blvd Building One Suite 200, Jacksonville, FL 32256June 21, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10199 Southside Blvd, Builidng One Ste 200, Jacksonville, FL 32256March 12, 2015 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
March 11, 2015 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
February 24, 2012 - March 16, 2015
MSI FINANCIAL SERVICES, INC.
February 22, 2012 - March 16, 2015
MSI FINANCIAL SERVICES, INC.
October 23, 2006 - February 14, 2012
PRINCIPAL SECURITIES, INC.
October 3, 2006 - February 14, 2012
PRINCIPAL SECURITIES, INC.
October 10, 2000 - August 24, 2006
CREDIT SUISSE SECURITIES (USA) LLC
December 3, 1997 - October 10, 2000
PERSHING LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/10/2024)
(8/10/2023)
(6/21/2023)
(7/3/2023)
(8/10/2023)
(7/22/2024)
(8/10/2023)
(2/5/2026)
(8/10/2023)
(8/10/2023)
(8/10/2023)
(10/12/2023)
(8/10/2023)
(8/10/2023)
(8/10/2023)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Jacksonville, FL 32256TRUST BUT VERIFY
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