James S. Totten
Professional summary
James Scott Totten, CIMA®, who also goes by James S Totten, Jim Totten, is a registered financial professional currently at AXCELUS FINANCIAL DISTRIBUTION COMPANY located in Philadelphia, Pennsylvania.
James is registered as a RR (Registered Representative) and started their career in finance in 1998. James has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Scott Totten's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2025 - Present
AXCELUS FINANCIAL DISTRIBUTION COMPANY
Office #1: 1650 Market Street 8th Floor, Philadelphia, PA 19103June 30, 2016 - May 2, 2025
INVESCO ADVISERS, INC.
June 1, 2016 - May 2, 2025
INVESCO DISTRIBUTORS, INC.
June 18, 2013 - May 25, 2016
DWS DISTRIBUTORS, INC.
January 5, 2006 - May 13, 2013
METLIFE INVESTORS DISTRIBUTION COMPANY
March 24, 2004 - January 3, 2006
COREBRIDGE CAPITAL SERVICES, INC.
May 7, 2003 - March 30, 2004
AMUNDI DISTRIBUTOR US, INC.
October 2, 2000 - April 9, 2003
FEDERATED SECURITIES CORP.
February 10, 1998 - July 21, 2000
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/24/2025)
(6/24/2025)
Exams
FINRA
Current Firm
AXCELUS FINANCIAL DISTRIBUTION COMPANY
CRD#: 38383 / SEC#: , 8-48416
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Red Flags
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