Anthony D. Beckett
Professional summary
Anthony David Beckett, who also goes by Tony Beckett, is a registered financial professional currently at PANMURE LIBERUM INC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1998. Anthony has worked at 6 firms and has passed the Series 63, Series 79TO, SIE and Series 17 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony David Beckett's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2022 - Present
PANMURE LIBERUM INC
Office #1: 575 Fifth Avenue 20th Floor, New York, NY 10017August 26, 2015 - April 11, 2022
HSBC SECURITIES (USA) INC.
July 12, 2013 - July 24, 2015
KEPLER CAPITAL MARKETS, INC.
June 14, 2011 - July 19, 2013
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
September 4, 2009 - April 12, 2011
EVOLUTION SECURITIES US INC.
February 2, 1998 - July 6, 2009
COMMERZ MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 17
Date: 1/17/1998
Limited Registered Representative ExaminationFINRA
Current Firm
PANMURE LIBERUM INC
CRD#: 148135 / SEC#: , 8-67976
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PANMURE LIBERUM CAPITAL LIMITED | SOLE OWNER | |
| PLANT, JULIAN HUGH BENEDICT | CHIEF EXECUTIVE OFFICER | 1848356 |
| RICCI, RICHARD THOMAS | DIRECTOR | 2575976 |
| VIGLIAROLO, JOSEPH CHARLES | FINOP, CFO, PFO, TREASURER | 4880434 |
| WAGNER, ALAN PHILIP | OPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER | 3095126 |
| WAGNER, ALAN PHILIP | RESEARCH PRINCIPAL | 3095126 |
| WAGNER, ALAN PHILIP | PRINCIPAL OPERATIONS OFFICER | 3095126 |
Red Flags
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