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CRD#: 148135
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PANMURE LIBERUM INC is located at 575 Fifth Avenue 20th Floor, New York, NY 10017 and was first established at New York, New York in 02/20/2008. After operating for 18 years, PANMURE LIBERUM INC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PANMURE LIBERUM INC’s clients are individuals and 0% of their clients are high net worth individuals. PANMURE LIBERUM INC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PANMURE LIBERUM INC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PANMURE LIBERUM INC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PANMURE LIBERUM INC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PANMURE LIBERUM INC Comes From

Understanding the Statistics for PANMURE LIBERUM INC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
575 Fifth Avenue 20th Floor, New York, NY 10017
Mailing Address
575 Fifth Avenue 20th Floor, New York, NY 10017
Firm Size
Small
Phone Number
(212) 596-4800
Established
New York since 02/20/2008
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PANMURE LIBERUM CAPITAL LIMITEDSOLE OWNER
PLANT, JULIAN HUGH BENEDICTCHIEF EXECUTIVE OFFICER1848356
RICCI, RICHARD THOMASDIRECTOR2575976
VIGLIAROLO, JOSEPH CHARLESFINOP, CFO, PFO, TREASURER4880434
WAGNER, ALAN PHILIPPRINCIPAL OPERATIONS OFFICER3095126
WAGNER, ALAN PHILIPRESEARCH PRINCIPAL3095126
WAGNER, ALAN PHILIPOPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER3095126

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Advisor's working at PANMURE LIBERUM INC

JP

Julian Hugh Benedict Plant

RR
CRD#: 1848356
Location:
New York, NY 10017
Company:
PANMURE LIBERUM INC
Disclosures:
Experience:
31 years
View Profile
JV

Joseph Charles Vigliarolo

RR
CRD#: 4880434
Location:
Danbury, CT
Company:
ALDERMAN & COMPANY CAPITAL, LLC
Disclosures:
Experience:
21 years
View Profile
RM

Rachel Anderson Martin

RR
CRD#: 7508466
Location:
New York, NY 10017
Company:
PANMURE LIBERUM INC
Disclosures:
Experience:
3 years
View Profile
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