Jean Paul Desrochers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean Paul Desrochers, who also goes by Jeanpaul Desrochers, Jp Desrochers, was a registered financial professional .
Jean Paul is a previously registered financial professional and started their career in finance in 1998. Jean Paul had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2011 - December 21, 2015
RAVEN SECURITIES CORP.
March 28, 2011 - September 22, 2011
ATM
November 26, 2004 - March 16, 2005
STERLING FINANCIAL INVESTMENT GROUP, INC.
August 24, 2000 - October 30, 2001
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
August 3, 1999 - August 1, 2000
THE CAMELOT GROUP, INC.
July 14, 1998 - June 16, 1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
RAVEN SECURITIES CORP.
CRD#: 35201 / SEC#: , 8-40372
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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