David C. Joyce
Professional summary
David C Joyce, CFA, who also goes by David Carl Joyce, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1998. David has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David C Joyce's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2023 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 360 Madison Ave 22nd Floor, New York, NY 10017August 17, 2020 - December 21, 2022
BARCLAYS CAPITAL INC.
December 23, 2015 - April 17, 2020
EVERCORE GROUP L.L.C.
July 30, 2012 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
September 9, 2005 - July 27, 2012
MILLER TABAK + CO., LLC
June 21, 2004 - February 9, 2005
J. B. HANAUER & CO.
April 18, 2000 - June 18, 2004
GUZMAN & COMPANY
January 14, 1998 - April 14, 2000
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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