Michael C. Moravec

NATIXIS SECURITIES AMERICAS LLC

NEW YORK, NY 10020

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CRD#: 2968921

Professional summary

Michael Christopher Moravec is a registered financial professional currently at NATIXIS SECURITIES AMERICAS LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

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Aliases

None

Other business activities

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The advisor shows no other business activity.

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2018 - Present

NATIXIS SECURITIES AMERICAS LLC

Office #1: 1251 Avenue Of The Americas, New York, NY 10020

CRD#: 1101

NEW YORK, NY

Past

September 22, 2008 - February 21, 2018

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

April 6, 2001 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 22, 2000 - April 11, 2001

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

February 5, 1998 - April 25, 2000

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/16/2018)

Exams

State Security Law Exam

Series 63

Date: 3/23/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/14/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NATIXIS SECURITIES AMERICAS LLC

CRD#: 1101 / SEC#: 801-72849, 8-719

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1251 Avenue Of The Americas 5th Floor, New York, NY, 10020

Mailing Address

1251 Avenue Of The Americas 5th Floor, New York, NY 10020

Phone number

(212) 872-5000

Established

Delaware since 11/01/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

NATIXIS SECURITIES AMERICAS' ADVISORY BROCHURE (6/24/2014)

Direct owners and executive officers

Name	Position	CRD#
NATIXIS NORTH AMERICA LLC	PARENT COMPANY/MANAGING MEMBER
BRIGGS, DANIEL CRAIG	PRINCIPAL OPERATIONS OFFICER	1250311
BUSSY, STEPHANE NMN	DIRECTOR ON BOARD OF DIRECTORS	7336982
CANEL, THIERRY JACQUES	DIRECTOR ON BOARD OF DIRECTORS	7818166
CHAUDHURI, SUPRIO NMN	CHIEF COMPLIANCE OFFICER	4659711
DELAY, OLIVIER JACQUES	CHIEF EXECUTIVE OFFICER/DIRECTOR ON BOARD OF DIRECTORS	4720716
ISSANCHOU, EMMANUEL	HEAD OF GLOBAL MARKETS AMERICAS	7338402
LAMBRIANIDIS, OTTO NICK	PRINCIPAL FINANCIAL OFFICER	2213741
MORAVEC, MICHAEL CHRISTOPHER	HEAD OF INVESTMENT BANKING AMERICAS	2968921
SHARPE, THOMAS GEORGE	CHIEF LEGAL OFFICER	7047152

Disclosures

Regulatory Event

Red Flags

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Michael C. Moravec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Christopher Moravec's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

J.P. MORGAN SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/23/1998

SIE

Date: 10/1/2018

Series 7

Date: 2/4/1998

Series 24

Date: 11/14/2006

FINRA

Current Firm

NATIXIS SECURITIES AMERICAS LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATIXIS SECURITIES AMERICAS LLC

TRUST BUT VERIFY

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