James G. Krell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Gentle Krell, who also goes by James G Krell, James Gentle Krell, Jim Krell, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1998. James had worked at 16 firms and has passed the Series 66, Series 65, Series 63, Series 6TO, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2023 - February 22, 2024
STATE FARM VP MANAGEMENT CORP.
September 1, 2021 - October 25, 2022
WELLS FARGO CLEARING SERVICES, LLC
September 1, 2021 - October 25, 2022
WELLS FARGO CLEARING SERVICES, LLC
February 23, 2021 - April 23, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
January 26, 2021 - April 23, 2021
ALLSTATE FINANCIAL SERVICES, LLC
October 23, 2014 - August 24, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
October 21, 2014 - August 24, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
July 30, 2012 - November 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 25, 2012 - November 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 26, 2011 - December 23, 2011
OSAIC SERVICES, INC.
August 8, 2011 - December 23, 2011
OSAIC SERVICES, INC.
December 15, 2009 - July 6, 2011
BB&T INVESTMENT SERVICES, INC.
December 8, 2009 - July 6, 2011
BB&T INVESTMENT SERVICES, INC.
January 8, 2009 - June 12, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 7, 2009 - June 12, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 24, 2006 - September 25, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
May 24, 2006 - September 25, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
May 20, 2005 - March 29, 2006
TD AMERITRADE, INC.
May 11, 2005 - March 29, 2006
TD AMERITRADE, INC.
July 7, 2003 - May 9, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 27, 2003 - May 9, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 14, 2002 - July 6, 2005
MERRILL LYNCH INVESTMENT MANAGERS LP
June 12, 2000 - April 14, 2003
FAM DISTRIBUTORS, INC.
February 3, 1999 - May 1, 2000
BULL & BEAR SECURITIES, INC.
June 30, 1998 - January 22, 1999
SOUTHERN FINANCIAL GROUP, INC.
March 12, 1998 - May 7, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 4/5/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 7TO
Date: 1/25/2021
General Securities Representative ExaminationCurrent Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
