Gregg W. George

CRESCENT GROVE ADVISORS

LAKE FOREST, IL 60045

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CRD#: 2962011

Professional summary

Gregg William George is a registered financial advisor currently at CRESCENT GROVE ADVISORS located in Lake Forest, Illinois and THE LEADERS GROUP, INC. located in Summit, New Jersey.

Gregg is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Gregg has worked at 8 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) CRESCENT GROVE ADVISORS - 4/24/15 - 100 South Sanders Road, Suite 210, Lake Forest, IL 60045 - IAR, Invt Rel, RA business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) CRESCENT GROVE INSURANCE - 4/24/15 - 100 South Sanders Road, Suite 210, Lake Forest, IL 60045 - Managing Director, Oversee day to day business, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3.) BARRETT UPTON - 8/1/2023 - 100 South Sanders Road, Suite 210, Lake Forest, IL 60045 - Passive, I sit on a steering committee and provide guidance on the business model, Insurance Business, Not Invt Rel, 10 hrs/mo; 2 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg William George's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2015 - Present

CRESCENT GROVE ADVISORS

Office #1: 100 South Saunders Road Suite 210, Lake Forest, IL 60045

RIA

CRD#: 170912

LAKE FOREST, IL

Current

August 9, 2024 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

August 1, 2012 - September 30, 2014

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

MILWAUKEE, WI

Past

June 8, 2012 - May 7, 2015

BMO ASSET MANAGEMENT CORP.

RIA

CRD#: 106466

CHICAGO, IL

Past

July 21, 2008 - June 8, 2012

M&I INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 109802

MILWAUKEE, WI

Past

September 16, 2005 - September 16, 2005

M&I FINANCIAL ADVISORS, INC

RIA

CRD#: 16517

MILWAUKEE, WI

Past

September 16, 2005 - August 1, 2012

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

MILWAUKEE, WI

Past

May 21, 1999 - August 22, 2005

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

LAKE FOREST, IL

Past

April 15, 1998 - August 22, 2005

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRESCENT GROVE ADVISORS

CARRIE ADVISORS, LLC | CRESCENT GROVE ADVISORS, LLC | CRESCENT GROVE ADVISORS

CRD#: 170912 / SEC#: 801-79577

RIA

Registered Investment Advisory firm - (4/17/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/12/2024)

Georgia
(1/23/2025)

IAR

Illinois
(5/4/2015)

Illinois
(8/23/2024)

New Jersey
(1/23/2025)

Pennsylvania
(8/23/2024)

IAR

Wisconsin
(4/24/2015)

Wisconsin
(1/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/22/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/22/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 8/9/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 7/16/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CRESCENT GROVE ADVISORS

CARRIE ADVISORS, LLC | CRESCENT GROVE ADVISORS, LLC | CRESCENT GROVE ADVISORS

CRD#: 170912 / SEC#: 801-79577

RIA

Registered Investment Advisory firm - (4/17/2014 Approved)

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Contact information

Main Address

100 South Saunders Road Suite 210, Lake Forest, IL 60045

Mailing Address

Phone number

(847) 752-0292

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CRESCENT GROVE ADVISORS ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	381
AUM (Assets Under Management)	$ 4,996,271,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregg W. George

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregg William George's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO ASSET MANAGEMENT CORP.

M&I INVESTMENT MANAGEMENT CORP.

M&I FINANCIAL ADVISORS, INC

M&I FINANCIAL ADVISORS, INC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

CRESCENT GROVE ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 8/22/2024

Series 65

Date: 2/22/1999

Series 6TO

Date: 8/9/2024

SIE

Date: 7/16/2024

Series 7

Date: 4/13/1998

FINRA

Current Firm

CRESCENT GROVE ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CRESCENT GROVE ADVISORS

TRUST BUT VERIFY

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