James J. Boyle
Professional summary
James Joseph Boyle, who also goes by Jim Boyle, is a registered financial professional currently at KEYBANC CAPITAL MARKETS INC. located in San Francisco, California.
James is registered as a RR (Registered Representative) and started their career in finance in 1997. James has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Joseph Boyle's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2011 - Present
KEYBANC CAPITAL MARKETS INC.
Office #1: One California Street, San Francisco, CA 94111August 12, 2008 - May 9, 2011
RAYMOND JAMES & ASSOCIATES, INC.
July 1, 2004 - May 28, 2008
J.P. MORGAN SECURITIES INC.
May 21, 2003 - July 1, 2004
BANC ONE CAPITAL MARKETS, INC.
May 2, 2001 - May 31, 2001
WELLS FARGO INVESTMENTS, LLC
March 14, 2001 - May 19, 2003
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
January 28, 1999 - May 19, 2003
WELLS FARGO BROKERAGE SERVICES, L.L.C.
October 8, 1998 - May 2, 2001
WELLS FARGO SECURITIES INC.
December 18, 1997 - May 4, 1998
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2011)
(9/23/2011)
(5/12/2011)
(9/23/2011)
(8/2/2016)
(9/23/2011)
(9/26/2013)
(9/23/2011)
(5/23/2011)
(2/16/2012)
(12/21/2021)
(3/18/2014)
(4/3/2012)
(4/24/2012)
(5/23/2011)
(2/6/2014)
(9/23/2011)
(2/27/2012)
(4/1/2013)
(9/23/2011)
(7/9/2015)
(10/6/2021)
(2/27/2012)
(5/23/2011)
(1/16/2013)
(9/23/2011)
(9/23/2011)
(8/3/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KEYBANC CAPITAL MARKETS INC.
CRD#: 566 / SEC#: , 8-30177
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYCORP | SOLE SHAREHOLDER | |
| GILBERT, STACY LEE | DIRECTOR | 5316644 |
| HAYDEN, WILLIAM PATRICK | CHIEF COMPLIANCE OFFICER | 4136632 |
| JANOFSKY, PAULA MARIE | CHIEF OPERATIONS OFFICER, DIRECTOR | 2882776 |
| KOVACHICK, MARK ALLAN | DIRECTOR, CFO | 5390571 |
| PAINE, ANDREW JACKSON III | MANAGING DIRECTOR, DIRECTOR, HEAD OF CORPORATE AND INVESTMENT BANKING | 2450522 |
| PREISER, DOUGLAS WILLIAM | CHIEF EXECUTIVE OFFICER, DIRECTOR | 1690776 |
| SKARDA, JOSEPH BRIEL | DIRECTOR | 4288186 |
Disclosures
| Regulatory Event | 40 |
| Arbitration | 15 |
| Bond | 1 |
Red Flags
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