Christopher K. Lavagnino
Professional summary
Christopher Kerr Lavagnino, who also goes by Chris Kerr, is a registered financial professional currently at KEPLER CAPITAL MARKETS, INC. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Kerr Lavagnino's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2006 - Present
KEPLER CAPITAL MARKETS, INC.
Office #1: 12 East 49th Street 31st Floor, New York, NY 10017July 18, 2013 - March 26, 2014
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
April 8, 2005 - May 31, 2006
OVERTURE SECURITIES LLC
November 26, 2002 - October 4, 2004
QUASAR DISTRIBUTORS, LLC
November 24, 1997 - June 14, 2002
SPENCER CLARKE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/16/2010)
(3/1/2007)
(2/15/2008)
(2/27/2007)
(3/1/2007)
(10/11/2007)
(5/29/2008)
(2/25/2010)
(4/19/2007)
(1/6/2010)
(1/6/2010)
(3/7/2007)
(4/10/2007)
(6/14/2007)
(12/13/2010)
(2/15/2008)
(2/28/2007)
(2/15/2008)
(2/28/2007)
(6/11/2008)
(5/8/2019)
(2/10/2011)
(4/2/2007)
(8/6/2007)
(6/8/2006)
(2/20/2008)
(9/6/2007)
(5/23/2008)
(2/29/2008)
(3/27/2009)
(11/2/2010)
(4/8/2022)
(3/21/2007)
(3/1/2007)
(10/23/2007)
(2/21/2008)
(2/15/2008)
(3/16/2007)
(11/18/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
KEPLER CAPITAL MARKETS, INC.
CRD#: 139148 / SEC#: , 8-67194
Contact information
FINRA licenses (42 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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