Leonardo Rago
Professional summary
Leonardo Rago is a registered financial professional currently at KEPLER CAPITAL MARKETS, INC. located in New York, New York.
Leonardo is registered as a RR (Registered Representative) and started their career in finance in 1997. Leonardo has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leonardo Rago's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2017 - Present
KEPLER CAPITAL MARKETS, INC.
Office #1: 12 East 49th Street 31st Floor, New York, NY 10017July 13, 2011 - July 14, 2017
SWEDBANK SECURITIES US, LLC
October 15, 2007 - May 9, 2011
TP ICAP GLOBAL MARKETS AMERICAS LLC
September 22, 2007 - October 11, 2007
HUDSON SECURITIES,INC.
September 19, 2006 - October 9, 2007
MF GLOBAL INC.
August 10, 2005 - September 18, 2006
GFI SECURITIES LLC
December 7, 2000 - August 8, 2005
SANFORD C. BERNSTEIN & CO., LLC
September 10, 1997 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/10/2013
Limited Representative-Equity Trader ExamFINRA
Current Firm
KEPLER CAPITAL MARKETS, INC.
CRD#: 139148 / SEC#: , 8-67194
Contact information
FINRA licenses (42 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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