KF
Kristie R. Furseth
AEGIS FINANCIAL
Oshkosh, WI 54902
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CRD#: 2957352
KF
Professional summary
Kristie Rene' Furseth, who also goes by Kristie Rene Hennes, Kristie Rene' Hennes, Kristie Rene Olver, Kristie R Olver, is a registered financial advisor currently at AEGIS FINANCIAL located in Oshkosh, Wisconsin.
Kristie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kristie has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristie Rene Hennes | Kristie Rene' Hennes | Kristie Rene Olver | Kristie R Olver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MVP FINANCIAL. 8030 EXCELSIOR DR, SUITE 301, MADISON, WI 53717. LIFE INSURANCE POLICIES SOLD TO FAMILY AND FRIENDS. SERVICE EXISTING POLICES SOLD TO FAMILY AND FRIENDS. NOT ACTIVELY SELLING ANY LONGER. 1 HOUR/MO; O DURING TRADING HOURS. 2) AEGIS FINANCIAL. 530 N KOELLER ST, OSHKOSH, WI 54902. REGISTERED INVESTMENT ADVISOR. CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS-RESPONSIBLE FOR THE FIRMS' COMPLIANCE AND OPERATONS. 200 HOURS/MO; 38.5 DURING TRADING HOURS. 3)AEGIS INSURANCE SERVICES LLC; MEMBER; INVESTMENT RELATED: YES; 530 N KOELLER ST, OSHKOSH, WI 54902; PROVIDE ASSET PROTECTION ADVICE INVOLVING INSURANCE; 2021-03-01; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 1; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 1; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 1; 4) FURSETH FIN & FUR DRONE SERVICE, LLC; MEMBER; INVESTMENT RELATED: NO; 4820 W OAKWOOD PARK DR JANESVILLE WI 53548; USE OF DRONES FOR SHORE FISHING AND FOR LOCATING INJURED DEER FOR DEER HUNTERS; HANDLING THE ADMINISTRATIVE FUNCTIONS OF THE BUSINESS; START DATE: 2025-02-07; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 20; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Kristie Rene' Furseth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 23, 2019 - Present
AEGIS FINANCIAL
Office #1: 530 N Koeller St, Oshkosh, WI 54902Office #2: 4351 W College Avenue Suite 110, Appleton, WI 54914RIA
CRD#: 305030
Oshkosh, WI
Past
October 31, 2019 - December 9, 2020
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
OSHKOSH, WI
Past
June 6, 2011 - October 4, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
OSHKOSH, WI
Past
June 1, 2011 - October 4, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
OSHKOSH, WI
Past
October 15, 2007 - June 1, 2011
SII INVESTMENTS, INC.
RIA
CRD#: 2225
APPLETON, WI
Past
July 13, 2007 - June 1, 2011
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AEGIS FINANCIAL
AEGIS FINANCIAL | BOWMAN & COMPANY S.C. | ASCEND: POWERED BY AEGIS FINANCIAL | ASCEND
CRD#: 305030 / SEC#: 801-117229
RIA
Registered Investment Advisory firm - (8/21/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/2/2025)
IAR
Wisconsin(8/23/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/7/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AF
AEGIS FINANCIAL
AEGIS FINANCIAL | BOWMAN & COMPANY S.C. | ASCEND: POWERED BY AEGIS FINANCIAL | ASCEND
CRD#: 305030 / SEC#: 801-117229
RIA
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Contact information
Main Address
530 N Koeller St, Oshkosh, WI 54902
Mailing Address
Phone number
(920) 233-4650
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,781 |
| AUM (Assets Under Management) | $ 418,956,017 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AEGIS FINANCIAL
CRD#: 305030Oshkosh, WI 54902TRUST BUT VERIFY
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