Glenn S. Rank

GSR CAPITAL MANAGEMENT

Redding, CA 96001

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CRD#: 2957336

Professional summary

Glenn Stephen Rank, CIMA® is a registered financial advisor currently at GSR CAPITAL MANAGEMENT, INC. located in Redding, California.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Glenn has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GLENN RANK IS A LICENSED INSURANCE AGENT AND MAY OFFER HIS CLIENTS THE FOLLOWING TYPES OF INSURANCE PRODUCTS: ACCIDENT & HEALTH INSURANCE, LIFE INSURANCE AND INDEXED ANNUITIES ON AN AS-NEEDED BASIS. GLENN RANK MAY RECEIVE NORMAL AND CUSTOMARY FEES AS A RESULT OF INSURANCE SALES. THEREFORE, WE ARE REQUIRED TO LET YOU KNOW THAT A CONFLICT OF INTEREST EXISTS AS THESE INSURANCE SALES MAY CREATE AN INCENTIVE TO RECOMMEND PRODUCTS BASED ON THE COMPENSATION HE MAY EARN. GLENN RANK AND THE FIRM TAKE STEPS TO ADDRESS THIS POTENTIAL CONFLICT OF INTEREST, ACTING AT ALL TIMES IN THE BEST INTERESTS OF CLIENTS AND ARE BOUND BY OUR FIRM'S CODE OF ETHICS. Oak Grove Bible Fellowship- Not investment related. P.O. Box 597, Palo Cedro, CA 96073. Physical address: 22172 Old 44 Drive, Palo Cedro, CA 96073. Church Elder. Start date 08/15/2018. 6 hours devoted per month with two hours during trading. Duties include church administration and long-term planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Stephen Rank's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 27, 2015 - Present

GSR CAPITAL MANAGEMENT, INC.

Office #1: 760 Cypress Avenue Suite 302, Redding, CA 96001

RIA

CRD#: 174383

Redding, CA

Past

January 2, 2009 - April 1, 2015

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

REDDING, CA

Past

October 11, 2007 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

REDDING, CA

Past

October 5, 2007 - April 1, 2015

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

REDDING, CA

Past

January 11, 2002 - October 11, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

REDDING, CA

Past

January 7, 2002 - October 11, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

REDDING, CA

Past

November 24, 1997 - January 8, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/27/2015)

IAR

Oregon
(10/13/2020)

IAR

Texas
(9/22/2015)

IAR

Washington
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/23/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/1/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/23/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/20/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/3/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/27/2007

General Securities Sales Supervisor - Options Module Examination

Current Firm

GSR CAPITAL MANAGEMENT, INC.

GSR CAPITAL MANAGEMENT | GSR CAPITAL MANAGEMENT, INC.

CRD#: 174383 / SEC#:

California

Registered Investment Advisory firm - (3/27/2015 Approved)

Oregon

Registered Investment Advisory firm - (10/13/2020 Approved)

Texas

Registered Investment Advisory firm - (9/22/2015 Conditional Restricted)

Washington

Registered Investment Advisory firm - (1/2/2024 Approved)

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Contact information

Main Address

760 Cypress Avenue Suite 302, Redding, CA 96001

Mailing Address

Phone number

(530) 226-1600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	293
AUM (Assets Under Management)	$ 73,025,793

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Glenn S. Rank

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Stephen Rank's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/1997

Series 63

Date: 12/23/1997

SIE

Date: 4/1/2015

Series 31

Date: 12/23/1997

Series 7

Date: 11/20/1997

Series 10

Date: 1/3/2008

Series 9

Date: 12/27/2007

Current Firm

GSR CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GSR CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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