LS
Lamont M. Stewart
CETERA INVESTMENT ADVISERS LLC
TOLEDO, OH 43615
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CRD#: 2955889
LS
Professional summary
Lamont Maurice Stewart is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Toledo, Ohio and CETERA ADVISORS LLC located in Toledo, Ohio.
Lamont is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Lamont has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, START 2000, 5 HRS PER WEEK - VARIES DURING TRADING HOURS, INSURANCE AGENT - SELLS LIFE, ANNUITIES AND LONG-TERM CARE.
2) RISK MANAGEMENT INC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, PROJECT MANAGEMENT, CONSULTING AND ENGINEERING OVERSIGHT, STARTED: 5/1/97, LESS THAN 3 HOURS PER WEEK - NOT DURING TRADING HOURS, PRINCIPAL, CONSULT AND ADVISE ON ENGINEERING DESIGN.
3) RENTAL PROPERTY, NOT INVESTMENT RELATED,
922 VANCE ST., TOLEDO, OH 43607, RENTAL/INCOME PROPERTY, STARTED: 1/2007, OWNER, 1 HR WORKED, MANAGEMENT OF RESIDENTIAL REAL ESTATE PROPERTY.
4) TAX RETURN PREPARATION, NOT INVESTMENT RELATED, 3450 WEST CENTRAL, TOLEDO, OH 43606, PREPARES INDIVIDUAL TAX RETURNS, START JULY 2014, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, OWNER.
5) COMMUNITY LEARNING ASSOCIATION, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, FINANCIAL LITERACY EDUCATION - NON-PROFIT, START JANUARY 2013, LESS THAN 1 HOUR PER WEEK - NOT DURING TRADING HOURS, DIRECTOR.
CRS (Client Relationship Summary) - RIA
Click below to view Lamont Maurice Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5746 Park Center Court, Toledo, OH 43615RIA
CRD#: 105644
TOLEDO, OH
Current
February 25, 2011 - Present
CETERA ADVISORS LLC
Office #1: 3450 W Central Ave Ste 332, Toledo, OH 43606BD
CRD#: 10299
Toledo, OH
Past
March 1, 2011 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
January 25, 2007 - January 7, 2011
EDWARD JONES
RIA
CRD#: 250
MAUMEE, OH
Past
April 29, 2004 - January 7, 2011
EDWARD JONES
BD
CRD#: 250
MAUMEE, OH
Past
December 7, 1999 - May 13, 2004
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
TOLEDO, OH
Past
November 28, 1997 - May 13, 2004
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/29/2019)
RR
Arizona(1/7/2021)
RR
California(4/25/2023)
RR
District of Columbia(11/11/2024)
RR
Florida(7/11/2019)
RR
Georgia(4/18/2017)
RR
Indiana(4/30/2021)
RR
Kentucky(10/3/2012)
RR
Michigan(2/25/2011)
RR
New York(2/25/2011)
RR
Ohio(2/28/2011)
IAR
Ohio(3/21/2024)
RR
South Carolina(7/24/2018)
RR
Texas(1/4/2018)
IAR
Texas(3/21/2024)
RR
Virginia(4/20/2020)
RR
Wisconsin(2/16/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Toledo, OH 43615TRUST BUT VERIFY
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