Abigail S. Kuo

NATIONWIDE INVESTMENT ADVISORS

COLUMBUS, OH 43215

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CRD#: 2953406

Professional summary

Abigail Sue Kuo, who also goes by Abby Sue Kuo, Abigail Kuo, Abby Wang, Abigail K Wang, Abigail Kuo Wang, Abigail Sue Kuo Wang, is a registered financial advisor currently at NATIONWIDE INVESTMENT ADVISORS, LLC located in Columbus, Ohio and NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.

Abigail is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Abigail has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

--Business Name: Arkin Youngentob, A Division of Risk Strategies Investment Related: Yes Address: 7500 Old Georgetown Road, Suite 1225 Bethesda MD 20814 Nature of Business: Registered Field Assistant; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Account Manager - Retirement Plans Start Date: 3/11/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Day-to-day servicing of retirement plan clients. Responsible for scheduling and preparing reports for annual trustee meetings, conducting enrollment meetings for employees and serve as the liaison between the plan sponsors and the recordkeepers and third-party administrators for the company-sponsored retirement plans. --Business Name: Kestra Advisory Services, LLC Investment Related: No Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Registered Field Assistant; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Account Manager - Retirement Plans Start Date: 3/11/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Day-to-day servicing of retirement plan clients. Responsible for scheduling and preparing reports for annual trustee meetings, conducting enrollment meetings for employees and serve as the liaison between the plan sponsors and the recordkeepers and third-party administrators for the employer-sponsored retirement plans. --Position: Board Member Company/Employer: Society of the Alumni of The College of William & Mary Location: Williamsburg, VA Start Date: 07/01/2021 Hours Devoted Monthly: 2 Hours During Trading Hours: 0 Investment Related: No

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abigail Sue Kuo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2021 - Present

NATIONWIDE INVESTMENT ADVISORS, LLC

Office #1: One Nationwide Plaza 03-07-202, Columbus, OH 43215

RIA

CRD#: 142373

COLUMBUS, OH

Current

March 29, 2021 - Present

NATIONWIDE INVESTMENT SERVICES CORPORATION

Office #1: One Nationwide Plaza, Columbus, OH 43215

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

December 4, 1997 - July 22, 1998

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD#: 142373 / SEC#: 801-52664

RIA

Registered Investment Advisory firm - (8/30/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(3/29/2021)

IAR

Ohio
(3/29/2021)

Virginia
(6/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/2/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NATIONWIDE INVESTMENT ADVISORS, LLC

CRD#: 142373 / SEC#: 801-52664

RIA

Registered Investment Advisory firm - (8/30/1996 Approved)

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Contact information

Main Address

One Nationwide Plaza 03-07-202, Columbus, OH 43215

Mailing Address

Phone number

(614) 435-8371

Established

Firm type

Fiscal year end

# of Employees

417

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NIA FORM ADV PART 2A BROCHURE (7/8/2025)

Regulatory assets under management

Total Number of Accounts	270,365
AUM (Assets Under Management)	$ 15,686,000,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/25/2024	Cover Page	Report
01/26/2024	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Abigail S. Kuo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Abigail Sue Kuo's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE INVESTMENT SERVICES CORPORATION

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WADDELL & REED

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

MONY SECURITIES CORPORATION

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

NATIONWIDE INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/2009

Series 63

Date: 10/29/1997

SIE

Date: 10/1/2018

Series 6

Date: 12/2/1997

FINRA

Current Firm

NATIONWIDE INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NATIONWIDE INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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