Monir K. Maher

ALPS DISTRIBUTORS

Bernardsville, NJ 07924

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CRD#: 2951931

Professional summary

Monir Khaled Maher is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Bernardsville, New Jersey.

Monir is registered as a RR (Registered Representative) and started their career in finance in 1997. Monir has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Monir Khaled Maher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 11, 2020 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 2 Morristown Road, Bernardsville, NJ 07924

CRD#: 16853

Bernardsville, NJ

Past

July 15, 2008 - November 5, 2019

CARILLON FUND DISTRIBUTORS, INC.

CRD#: 139749

ST. PETERSBURG, FL

Past

August 19, 2005 - February 27, 2008

FORESIDE PLAZA DISTRIBUTORS, LLC

CRD#: 103739

ALEXANDRIA, VA

Past

September 19, 2001 - July 6, 2005

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

Past

October 12, 1998 - May 30, 2001

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

October 17, 1997 - October 14, 1998

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/12/2020)

Colorado
(11/12/2020)

Connecticut
(11/13/2020)

District of Columbia
(11/20/2020)

Florida
(11/12/2020)

Illinois
(11/24/2020)

Iowa
(11/12/2020)

Massachusetts
(11/12/2020)

Minnesota
(11/17/2020)

Missouri
(11/13/2020)

New Jersey
(11/13/2020)

New York
(11/12/2020)

Ohio
(11/12/2020)

Pennsylvania
(11/12/2020)

Texas
(11/13/2020)

Virginia
(11/12/2020)

Wisconsin
(11/12/2020)

Exams

State Security Law Exam

Series 63

Date: 11/26/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/16/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALPS DISTRIBUTORS, INC.

ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1290 Broadway Suite 1000, Denver, CO 80203

Mailing Address

1290 Broadway Suite 1000, Denver, CO 80203

Phone number

(303) 623-2577

Established

Colorado since 07/01/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ALPS HOLDINGS, INC.	PARENT
KYLLO, STEPHEN JOHN	SVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER	3204474
NECKEL, TARA JILL	VP, DEPUTY CHIEF COMPLIANCE OFFICER	4051739
PARSONS, ERIC T	FINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER	5215115

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Monir K. Maher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Monir Khaled Maher's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARILLON FUND DISTRIBUTORS, INC.

FORESIDE PLAZA DISTRIBUTORS, LLC

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BOFA DISTRIBUTORS, INC.

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/26/1997

SIE

Date: 10/1/2018

Series 7

Date: 1/7/2004

Series 6

Date: 10/16/1997

FINRA

Current Firm

ALPS DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ALPS DISTRIBUTORS, INC.

TRUST BUT VERIFY

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