Tara Jill Neckel
Professional Summary
Tara Jill Neckel, who also goes by Tara Jill Hubbard, Tara Jill Myers, is a registered financial advisor currently at ALPS ADVISORS, INC. located in Denver, Colorado and ALPS DISTRIBUTORS, INC. located in Denver, Colorado. Tara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Tara has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 11,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tara Jill Hubbard, Tara Jill Myers
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
ALPS ADVISERS, INC. | ALPS ADVISORS, INC.
Contact Information
Main Address
1290 Broadway, Suite 1000, Denver, CO 80203Mailing Address
Po Box 328, Denver, CO 80201-0328Phone Number
(303) 623-2577# of Employees
73SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
22AUM (Assets Under Management)
$38,832,034,748Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ALPS ADVISERS, INC. | ALPS ADVISORS, INC.
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 11 — Assistant Representative-Order Processing Qualification Exam
Passed Apr 2000SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Tara Jill Neckel's CRS (Customer Relationship Summary).
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