Michael B. Rogers
Professional summary
Michael Bernard Rogers, who also goes by Michael B Rogers, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Massapequa, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Bernard Rogers's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 25, 2011 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 569 Broadway, Massapequa, NY 11758-5019June 12, 2003 - October 15, 2004
CBA SECURITIES LLC
November 18, 1999 - May 16, 2001
MORGAN STANLEY & CO. LLC
October 20, 1997 - November 24, 1999
BNY MELLON SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2019)
(9/24/2011)
(3/6/2020)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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