Andrew P. Arigo
Professional summary
Andrew Philip Arigo, who also goes by Andy Arigo, is a registered financial advisor currently at NEWPORT GROUP CONSULTING, LLC located in Lake Mary, Florida and ASCENSUS BROKER DEALER SERVICES, LLC located in Lake Mary, Florida.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Andrew has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Philip Arigo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2018 - Present
NEWPORT GROUP CONSULTING, LLC
Office #1: 300 Primera Blvd. Suite 200, Lake Mary, FL 32746July 10, 2023 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 300 Primera Blvd. Suite 200, Lake Mary, FL 32746October 22, 2007 - December 22, 2017
NEWPORT GROUP SECURITIES, INC.
June 29, 2007 - September 6, 2023
NEWPORT GROUP SECURITIES, INC.
September 19, 2005 - June 22, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 5, 2004 - May 25, 2007
TODD SECURITIES, LLC
July 2, 2001 - October 30, 2003
CLARK SECURITIES, INC.
March 1, 2001 - July 2, 2001
CLARK-BARDES SECURITIES, INC.
October 1, 1997 - February 11, 1998
IDS LIFE INSURANCE COMPANY
October 1, 1997 - February 11, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
NEWPORT GROUP CONSULTING, LLC
CRD#: 140944 / SEC#: 801-66908
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2023)
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Exams
FINRA
Current Firm
NEWPORT GROUP CONSULTING, LLC
CRD#: 140944 / SEC#: 801-66908
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,858 |
| AUM (Assets Under Management) | $ 4,397,492,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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