Tyler A. Green

AVANTAX PLANNING PARTNERS

SCOTTSDALE, AZ

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CRD#: 2945628

Professional summary

Tyler Andrew Green, CFA is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Scottsdale, Arizona and CETERA INVESTMENT ADVISERS LLC located in Scottsdale, Arizona.

Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Tyler has worked at 13 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Andrew Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 9, 2024 - Present

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

SCOTTSDALE, AZ

Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 8776 E Shea Blvd Suite 102, Scottsdale, AZ 85260

RIA

CRD#: 105644

SCOTTSDALE, AZ

Current

November 15, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245

CRD#: 15340

El Segundo, CA

Current

November 15, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245

CRD#: 13572

El Segundo, CA

Current

November 15, 2023 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245

CRD#: 10358

El Segundo, CA

Current

November 15, 2023 - Present

CETERA ADVISORS LLC

Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245

CRD#: 10299

El Segundo, CA

Past

May 9, 2024 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

SCOTTSDALE, AZ

Past

April 24, 2024 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

March 17, 2016 - May 4, 2016

GRIFFIN CAPITAL SECURITIES, LLC

CRD#: 37739

Phoenix, AZ

Past

November 9, 2010 - September 12, 2011

WALTON SECURITIES, INC.

CRD#: 143763

SCOTTSDALE, AZ

Past

October 22, 2003 - November 12, 2010

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

November 7, 2000 - October 15, 2003

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

August 8, 2000 - November 7, 2000

H.C.WAINWRIGHT & CO., LLC

CRD#: 375

NEW YORK, NY

Past

September 23, 1998 - August 8, 2000

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/14/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/4/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/4/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/22/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler A. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Andrew Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

CETERA WEALTH SERVICES, LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

GRIFFIN CAPITAL SECURITIES, LLC

WALTON SECURITIES, INC.

CCO CAPITAL, LLC

COMMONWEALTH FINANCIAL NETWORK

H.C.WAINWRIGHT & CO., LLC

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/16/1998

Series 7TO

Date: 11/14/2023

SIE

Date: 5/4/2016

Series 55

Date: 10/4/1999

Series 7

Date: 9/22/1998

Series 24

Date: 7/19/1999

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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