Francesco L. Barbarino

OLD CITY SECURITIES LLC

New York, NY 10017

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CRD#: 2945387

Professional summary

Francesco Lucio Barbarino, who also goes by Frank Barbarino, is a registered financial professional currently at OLD CITY SECURITIES LLC located in New York, New York.

Francesco is registered as a RR (Registered Representative) and started their career in finance in 1997. Francesco has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Frank Barbarino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Francesco Lucio Barbarino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 3, 2025 - Present

OLD CITY SECURITIES LLC

Office #1: 589 Fifth Avenue Ph, New York, NY 10017

CRD#: 171910

New York, NY

Past

August 4, 2020 - January 21, 2025

STAR MOUNTAIN ADVISORS, LLC

CRD#: 153505

NEW YORK, NY

Past

June 20, 2019 - July 21, 2020

TEMPLUM MARKETS LLC

CRD#: 102840

NEW YORK, NY

Past

June 5, 2014 - June 9, 2016

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

November 6, 2013 - February 19, 2014

TCG SECURITIES, L.L.C.

CRD#: 154788

NEW YORK, NY

Past

July 3, 2003 - May 25, 2006

NATIONWIDE FUND DISTRIBUTORS LLC

CRD#: 25910

COLUMBUS, OH

Past

October 8, 1999 - July 24, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 6, 1998 - June 22, 1999

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Past

September 25, 1997 - November 24, 1997

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(5/7/2025)

New York
(5/20/2025)

Exams

State Security Law Exam

Series 63

Date: 2/14/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/4/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 6/9/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OLD CITY SECURITIES LLC

CRD#: 171910 / SEC#: , 8-69488

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

589 Fifth Avenue Ph, New York, NY 10017

Mailing Address

445 Central Avenue, Suite 328, Cedarhurst, NY 11516

Phone number

(212) 671-1976

Established

New York since 04/25/2014

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
OLD CITY SECURITIES HOLDINGS GP	HOLDING COMPANY
BARNETT, TREVOR CLARK	MEMBER	4722196
DAMSKI, SETH ADAM	FOUNDING MEMBER	2940303
FELDMAN, EYTAN DOV	MEMBER, CCO, EXECUTIVE REP, AML SUPERVISOR	5708084
MARRONE, MICHAEL THOMAS	FINOP
SIRIGNANO, GEORGE AMERICUS	MANAGING MEMBER	6678999

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Francesco L. Barbarino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Francesco Lucio Barbarino's CRS (Customer Relationship Summary).

Certified licenses

Experience

STAR MOUNTAIN ADVISORS, LLC

TEMPLUM MARKETS LLC

GOLDMAN SACHS & CO. LLC

TCG SECURITIES, L.L.C.

NATIONWIDE FUND DISTRIBUTORS LLC

MORGAN STANLEY DW INC.

MERCER ALLIED COMPANY, L.P.

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/14/2025

Series 65

Date: 5/4/2016

SIE

Date: 6/9/2016

Series 7

Date: 11/5/2013

FINRA

Current Firm

OLD CITY SECURITIES LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OLD CITY SECURITIES LLC

TRUST BUT VERIFY

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