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IA

Ilan S. Adika

ODEON CAPITAL GROUP LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 2944608
IA

Professional summary

Ilan Shlomo Adika, who also goes by Elan Shlomo Adika, is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in New York, New York.

Ilan is registered as a RR (Registered Representative) and started their career in finance in 1997. Ilan has worked at 15 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Elan Shlomo Adika

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ilan Shlomo Adika's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 5, 2023 - Present

ODEON CAPITAL GROUP LLC

Office #1: 750 Lexington Avenue, New York, NY 10022
BD
CRD#: 148493
New York, NY
Past

January 23, 2018 - June 28, 2023

ELEVATION, LLC

BD
CRD#: 140341
Englewood Cliffs, NJ
Past

April 11, 2016 - October 11, 2017

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

July 2, 2008 - February 9, 2016

BTIG, LLC

BD
CRD#: 122225
NEW YORK, NY
Past

December 18, 2006 - July 1, 2008

JONESTRADING

BD
CRD#: 6888
NEW YORK, NY
Past

June 5, 2006 - December 15, 2006

CLANCY FINANCIAL SERVICES, INC.

BD
CRD#: 133379
NEW YORK, NY
Past

April 1, 2005 - May 25, 2006

SAFIR SECURITIES, INC.

BD
CRD#: 35805
NEW YORK, NY
Past

June 4, 2003 - April 1, 2005

DERMOTT W. CLANCY CORP.

BD
CRD#: 37451
NEW YORK, NY
Past

December 4, 2002 - April 25, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA
CRD#: 7471
NEW YORK, NY
Past

March 13, 2002 - April 25, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 3, 2001 - March 6, 2002

ARJENT LTD.

BD
CRD#: 35909
NEW YORK, NY
Past

April 20, 2001 - June 4, 2001

ARJENT LTD.

BD
CRD#: 35909
NEW YORK, NY
Past

November 1, 2000 - December 6, 2000

MAGNUM SECURITIES OF NEW YORK INC.

BD
CRD#: 39267
NEW YORK, NY
Past

July 16, 1998 - October 19, 1998

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

February 2, 1998 - March 9, 1998

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
WOODSTOCK, GA
Past

October 29, 1997 - February 2, 1998

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

October 22, 1997 - November 4, 1997

THE CAMELOT GROUP, INC.

BD
CRD#: 31091
FT LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(7/5/2023)
RR
New York
(7/5/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 10/8/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/13/2007
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 25
Date: 10/9/2003
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7
Date: 9/24/1997
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/21/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

OC
ODEON CAPITAL GROUP LLC
ASTERISK CAPITAL LLC | TALON SECURITIES LLC | PBC ADVSIORS LLC | ODEON CAPITAL GROUP LLC | EAS ADVISORS

CRD#: 148493 / SEC#: , 8-68033

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
750 Lexington Avenue 27th Fl., New York, NY, 10022
Mailing Address
750 Lexington Avenue 27th Fl., New York, NY, 10022
Phone number
(212) 257-6970
Established
Delaware since 09/05/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SCHWARTZBERG, EVANEXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL4577412
VAN ALSTYNE, MATHEW HADLOCKEXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL5616065
DORFMAN, AARON PAULFINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER6158487
TOLLA, CHRISTOPHER JCHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER5516420
WOLF, THOMAS MICHAELSVP/ROSFP4509850

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ODEON CAPITAL GROUP LLC

CRD#: 148493New York, NY 10022

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