Maya L. Baxter
Professional summary
Maya Lynn Baxter, who also goes by Maya Lynn Baxter, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Vallejo, California and FIDELITY BROKERAGE SERVICES LLC located in Berkeley, California.
Maya is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Maya has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Maya Lynn Baxter's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2120 University Ave, Berkeley, CA 94704April 28, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2120 University Ave, Berkeley, CA 94704July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 9, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
April 1, 2008 - June 7, 2013
CAPITAL BROKERAGE CORPORATION
April 17, 2001 - April 1, 2008
ASSETMARK CAPITAL CORPORATION
June 7, 2000 - February 8, 2001
CITIGROUP GLOBAL MARKETS INC.
July 12, 1999 - July 27, 1999
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 17, 1997 - July 12, 1999
BA INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2015)
(3/31/2025)
(1/7/2022)
(8/3/2015)
(8/3/2015)
(8/3/2015)
(8/3/2015)
(8/3/2015)
(1/5/2016)
(10/1/2019)
(10/1/2019)
(4/28/2015)
(1/7/2022)
(8/3/2015)
(8/4/2015)
(4/28/2015)
(1/7/2022)
(1/5/2018)
(3/31/2025)
(8/3/2015)
(1/7/2022)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
