Todd A. Marotta

CETERA INVESTMENT ADVISERS LLC

WEST CHESTER, PA 19382

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CRD#: 2941362

Professional summary

Todd A. Marotta, CFP®, ChFC®, who also goes by Todd A Marotta, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in West Chester, Pennsylvania and CETERA INVESTMENT SERVICES LLC located in West Chester, Pennsylvania.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Todd has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd A Marotta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd A. Marotta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

ChFC^®

Chartered Financial Consultant

Experience

Current

November 7, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1209 West Chester Pike Ste 101, West Chester, PA 19382

RIA

CRD#: 105644

WEST CHESTER, PA

Current

November 7, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1209 West Chester Pike Ste 101, West Chester, PA 19382

CRD#: 15340

WEST CHESTER, PA

Past

March 31, 2025 - July 3, 2025

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

YARDLEY, PA

Past

October 20, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

KING OF PRUSSIA, PA

Past

September 29, 2020 - July 3, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WARRINGTON, PA

Past

April 9, 2019 - August 31, 2020

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

Fort Washington, PA

Past

April 9, 2019 - August 31, 2020

CITIZENS SECURITIES, INC.

CRD#: 39550

Fort Washington, PA

Past

August 8, 2018 - February 1, 2019

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Radnor, PA

Past

August 21, 2013 - July 31, 2018

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

WILMINGTON, DE

Past

August 21, 2013 - July 31, 2018

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

WILMINGTON, DE

Past

September 18, 2009 - August 13, 2013

TD AMERITRADE, INC.

RIA

CRD#: 7870

RADNOR, PA

Past

September 18, 2009 - August 13, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

RADNOR, PA

Past

September 16, 2009 - September 17, 2009

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

RADNOR, PA

Past

September 15, 2009 - August 13, 2013

TD AMERITRADE, INC.

CRD#: 7870

RADNOR, PA

Past

November 25, 2003 - September 9, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WILMINGTON, DE

Past

October 17, 1997 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 17, 1997 - September 9, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(11/7/2025)

IAR

Pennsylvania
(11/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/19/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/17/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/17/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/21/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 51

Date: 3/8/2006

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/18/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd A. Marotta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd A. Marotta's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

STRATEGIC ADVISERS LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

MERCER GLOBAL ADVISORS INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/19/2003

Series 63

Date: 10/17/1997

SIE

Date: 7/31/2018

Series 7

Date: 10/16/1997

Series 10

Date: 9/17/2007

Series 9

Date: 8/21/2007

Series 51

Date: 3/8/2006

Series 24

Date: 8/18/2003

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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