Christopher R. Marchok
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Robert Marchok was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2012 - December 31, 2019
VOYA FINANCIAL ADVISORS, INC.
May 24, 2007 - October 10, 2012
VOYA FINANCIAL ADVISORS, INC.
December 13, 2006 - December 31, 2019
VOYA FINANCIAL ADVISORS, INC.
July 1, 2003 - November 22, 2006
TD WEALTH MANAGEMENT SERVICES INC.
July 11, 2002 - November 22, 2006
TD WEALTH MANAGEMENT SERVICES INC.
October 1, 1999 - July 5, 2002
IFMG SECURITIES, INC.
September 5, 1997 - October 1, 1999
MARKETING ONE SECURITIES, INC.
Primary Firm SEC Registration

VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm

VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
